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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWE
1001
Avidian Wealth Enterprises
Texas
$1.64M -$33.6K -123 -2%
AIA
1002
Affinity Investment Advisors
California
$1.64M -$61.2K -224 -4%
JIP
1003
Jaffetilchin Investment Partners
Florida
$1.63M -$11.7K -43 -0.7%
GIM
1004
Guardian Investment Management
California
$1.63M – – –
KMWM
1005
Keudell/Morrison Wealth Management
Oregon
$1.63M – – –
SIG
1006
Stonegate Investment Group
Alabama
$1.63M +$1.37K +5 +0.1%
FNBSF
1007
First National Bank Sioux Falls
South Dakota
$1.63M – – –
WTB
1008
Washington Trust Bank
Washington
$1.63M -$6.83K -25 -0.4%
TFA
1009
Toth Financial Advisory
Virginia
$1.63M +$805K +2,949 +98%
CCA
1010
Checchi Capital Advisers
California
$1.63M -$12.6K -46 -0.8%
MWM
1011
Massachusetts Wealth Management
Massachusetts
$1.62M – – –
GLA
1012
Good Life Advisors
Pennsylvania
$1.62M +$338K +1,238 +26%
CAM
1013
Cozad Asset Management
Illinois
$1.62M -$21.6K -79 -1%
PWSG
1014
Pacific Wealth Strategies Group
California
$1.62M +$309K +1,133 +24%
HI
1015
Harbour Investments
Wisconsin
$1.61M +$184K +673 +13%
RMC
1016
Resources Management Corp
Connecticut
$1.61M -$109K -400 -6%
LA
1017
Lifeworks Advisors
Michigan
$1.61M -$3.55K -13 -0.2%
MWM
1018
Mattern Wealth Management
Kansas
$1.6M -$20.2K -74 -1%
WA
1019
WBH Advisory
Maryland
$1.59M -$84.4K -309 -5%
LGF
1020
LGT Group Foundation
Liechtenstein
$1.59M – – –
TPCW
1021
TD Private Client Wealth
New York
$1.58M -$274K -1,002 -15%
BP
1022
Ballentine Partners
Massachusetts
$1.58M +$45K +165 +3%
ESB
1023
Essex Savings Bank
Connecticut
$1.58M -$34.7K -127 -2%
IA
1024
IFP Advisors
Florida
$1.57M -$2.47M -9,045 -61%
CIA
1025
Choate Investment Advisors
Massachusetts
$1.57M +$266K +973 +20%
39 40
41
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