Caterpillar
CAT
1,938 hedge funds and large institutions have $71B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 820 increasing their positions, 694 reducing their positions, and 151 closing their positions.
18% more repeat investments, than reductions
Existing positions increased: 820 | Existing positions reduced: 694
1.25% less ownership
Funds ownership: 68.88% → 67.63% (-1.2%)
4% less funds holding
Funds holding: 2,023 → 1,938 (-85)
13% less capital invested
Capital invested by funds: $82B → $71B (-$10.9B)
30% less funds holding in top 10
Funds holding in top 10: 30 → 21 (-9)
36% less first-time investments, than exits
New positions opened: 97 | Existing positions closed: 151
38% less call options, than puts
Call options by funds: $1.87B | Put options by funds: $2.99B
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Advisers
New York
|
+$374M |
| 2 |
D.E. Shaw & Co
New York
|
+$285M |
| 3 |
Goldman Sachs
New York
|
+$252M |
| 4 |
Northern Trust
Chicago,
Illinois
|
+$214M |
| 5 |
BlackRock
New York
|
+$175M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$898M |
| 2 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$415M |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
-$307M |
| 4 |
State Farm Mutual Automobile Insurance
Bloomington,
Illinois
|
-$297M |
| 5 |
Capital International Investors
Los Angeles,
California
|
-$214M |
CAT Hedge Fund Activity: Q3 2021 in Review
1,938 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2021, worth a combined $71B — down 13% from $82B a quarter earlier.
Sellers outnumbered buyers: 151 funds closed out of CAT and 97 opened new positions — a net loss of 54 holders — while 694 trimmed existing stakes and 820 added.
The largest buyer was Two Sigma Advisers, adding an estimated $374M. The largest seller was T. Rowe Price Associates, cutting an estimated $898M.
- 1,938 institutional investors held Caterpillar (CAT) as of Q3 2021, down from 2,023 in Q2 2021.
- Funds reported $71B of Caterpillar stock for Q3 2021, down 13% quarter-over-quarter.
- 97 funds opened new Caterpillar positions in Q3 2021 and 151 closed out, a net change of -54 holders.
- The largest Caterpillar buyer in Q3 2021 was Two Sigma Advisers, an estimated $374M added.
- The largest Caterpillar seller in Q3 2021 was T. Rowe Price Associates, an estimated $898M sold.
Based on aggregated 13F filings for Q3 2021.