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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWA
1001
Arkadios Wealth Advisors
Georgia
$588K +$20.4K +121 +4%
NNP
1002
Nachman Norwood & Parrott
South Carolina
$584K -$29.4K -197 -5%
BCM
1003
Bluefin Capital Management
New York
$581K – – –
CAI
1004
Capital Advisors Inc
Oklahoma
$579K +$6.26K +42 +1%
TAM
1005
Taurus Asset Management
New York
$578K -$54.4K -365 -9%
AC
1006
Arjuna Capital
North Carolina
$578K +$4.92K +33 +0.9%
SFG
1007
Summit Financial Group
West Virginia
$575K – – –
MOS
1008
MGO One Seven
Ohio
$573K -$57.1K -383 -9%
ST
1009
Sabal Trust
Florida
$570K – – –
WANY
1010
Wealthspire Advisors (New York)
New York
$570K +$4.32K +29 +0.8%
KWMG
1011
King Wealth Management Group
Florida
$566K -$6.56K -44 -1%
HW
1012
Hancock Whitney
Mississippi
$565K -$10.1K -68 -2%
CHA
1013
Carmichael Hill & Associates
Maryland
$565K +$149 +1 +0%
BCB
1014
Brian C. Broderick
$564K -$5.96K -40 -1%
FMLI
1015
Fukoku Mutual Life Insurance
Japan
$564K +$164K +1,100 +41%
HAM
1016
Hammer Asset Management
California
$562K -$305K -2,047 -35%
BHIA
1017
Birch Hill Investment Advisors
Massachusetts
$561K – – –
DJSG
1018
D.J. St. Germain
Massachusetts
$560K – – –
CCFCSB
1019
Cape Cod Five Cents Savings Bank
Massachusetts
$557K -$7.46K -50 -1%
WWM
1020
Western Wealth Management
Colorado
$555K -$3.43K -23 -0.6%
LWAC
1021
Laurel Wealth Advisors (California)
California
$554K -$44K -295 -7%
WLIM
1022
White Lighthouse Investment Management
Massachusetts
$552K – – –
NP
1023
NorthRock Partners
Minnesota
$551K +$89.6K +600 +19%
IMRF
1024
Illinois Municipal Retirement Fund
Illinois
$550K +$550K +3,686 New
ACG
1025
Allen Capital Group
Nebraska
$547K +$324 +2 +0.1%
39 40
41
42 43