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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
1001
PFG Advisors
Arizona
$488K +$488K +3,678 New
TL
1002
Tirschwell & Loewy
New York
$486K -$47.6K -375 -9%
SAA
1003
Southeast Asset Advisors
Georgia
$486K +$890 +7 +0.2%
FB
1004
Fulton Bank
Pennsylvania
$485K -$120K -948 -20%
HJMC
1005
Hellman Jordan Management Company
Massachusetts
$485K +$485K +3,820 New
PC
1006
Peavine Capital
Nevada
$483K -$173K -1,000 -26%
BHBT
1007
Burke & Herbert Bank & Trust
Virginia
$483K +$8.9K +70 +2%
ST
1008
Smithfield Trust
Pennsylvania
$482K -$22.7K -179 -5%
TFS
1009
Thoroughbred Financial Services
Tennessee
$481K +$481K +3,785 New
CHA
1010
Carmichael Hill & Associates
Maryland
$480K – – –
IWM
1011
IHT Wealth Management
Illinois
$477K -$65K -512 -12%
RG
1012
Rikoon Group
New Mexico
$477K +$197K +1,552 +70%
RMAM
1013
Raab & Moskowitz Asset Management
New Jersey
$474K +$84K +662 +22%
RWM
1014
Ritholtz Wealth Management
New York
$473K -$10.2K -80 -2%
OC
1015
Oarsman Capital
Wisconsin
$471K -$8.9K -70 -2%
WLIM
1016
White Lighthouse Investment Management
Massachusetts
$470K – – –
BMC
1017
Benin Management Corp
Connecticut
$468K – – –
AWM
1018
Avior Wealth Management
Nebraska
$467K – – –
FNBSF
1019
First National Bank Sioux Falls
South Dakota
$465K – – –
RA
1020
RFG Advisory
Alabama
$464K -$171K -1,342 -27%
AFNAS
1021
American Financial Network Advisory Services
California
$464K -$23.1K -182 -5%
BHA
1022
Beech Hill Advisors
New York
$464K +$248K +1,950 +115%
3C
1023
361 Capital
Colorado
$462K -$28.7K -226 -6%
PFM
1024
Parsec Financial Management
North Carolina
$461K +$3.05K +24 +0.7%
BCM
1025
Brasada Capital Management
Texas
$458K +$64.3K +506 +16%
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