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Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
GAMC
1001
Garner Asset Management Corp
Texas
$243K 2,263 +2,263 New
PCA
1002
Personal Capital Advisors
California
$241K 2,243 -383 -15%
SIA
1003
Starfire Investment Advisers
Michigan
$241K 2,250 – –
CPA
1004
Clear Perspective Advisors
Illinois
$241K 2,243 – –
EAM
1005
Evanson Asset Management
California
$241K 2,246 +1 +0%
IR
1006
Invictus RG
Bermuda
$241K 2,239 +692 +45%
MCM
1007
Maryland Capital Management
Maryland
$240K 2,240 -350 -14%
JFA
1008
Johanson Financial Advisors
California
$240K 2,242 -35 -2%
MCM
1009
MAI Capital Management
Ohio
$240K 2,231 +46 +2%
DAM
1010
Doheny Asset Management
California
$239K 2,226 – –
I
1011
IberiaBank
Louisiana
$238K 2,218 -9,650 -81%
OWP
1012
Obermeyer Wealth Partners
Colorado
$237K 2,207 – –
DE
1013
Day & Ennis
Georgia
$237K 2,206 +2 +0.1%
NCM
1014
Novare Capital Management
North Carolina
$236K 2,198 – –
CVM
1015
Cheviot Value Management
California
$231K 2,153 -9 -0.4%
BIC
1016
Beach Investment Counsel
Pennsylvania
$231K 2,150 +2,150 New
AIM
1017
Advantage Investment Management
Iowa
$229K 2,134 +348 +19%
IWA
1018
IBEX Wealth Advisors
New Jersey
$228K 2,118 -124 -6%
FMT
1019
First Mercantile Trust
Tennessee
$227K 2,116 -202 -9%
IGGA
1020
Iron Gate Global Advisors
Utah
$227K 2,112 +2,112 New
IIM
1021
Ironwood Investment Management
Massachusetts
$226K 2,100 -202 -9%
BHA
1022
Beech Hill Advisors
New York
$226K 2,100 +2,100 New
SMH
1023
Sanders Morris Harris
Texas
$226K 2,100 +2,100 New
BAM
1024
Brave Asset Management
New Jersey
$226K 2,106 +2,106 New
WKWM
1025
Walter & Keenan Wealth Management
Indiana
$225K 2,090 +2,090 New
39 40
41
42 43