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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
1001
WESPAC Advisors
California
$213K +$213K +2,300 New
RSVP
1002
Ramsay Stattman Vela & Price
Colorado
$212K – – –
DAM
1003
Doheny Asset Management
California
$212K +$212K +2,289 New
FFC
1004
First Financial Corp
Indiana
$211K -$9.29K -100 -4%
GLI
1005
Guardian Life Insurance
New York
$208K +$5.38K +58 +3%
EAM
1006
Evanson Asset Management
California
$208K +$208K +2,240 New
CPA
1007
Clear Perspective Advisors
Illinois
$208K +$208K +2,243 New
PFBT
1008
Parkside Financial Bank & Trust
Missouri
$206K +$10.5K +114 +5%
PGIM
1009
Pacific Global Investment Management
California
$205K -$13.4K -144 -6%
ACS
1010
Archford Capital Strategies
Illinois
$205K +$48.2K +520 +31%
BWFM
1011
Bridgewater Wealth & Financial Management
Maryland
$205K +$205K +2,206 New
NCM
1012
Novare Capital Management
North Carolina
$204K -$45K -485 -18%
TA
1013
Tiedemann Advisors
New York
$204K +$204K +2,194 New
SRSA
1014
S.R. Schill & Associates
Washington
$204K +$204K +2,198 New
HHC
1015
Hutchin Hill Capital
New York
$204K +$204K +2,200 New
SQA
1016
Simon Quick Advisors
New Jersey
$204K +$204K +2,200 New
DE
1017
Day & Ennis
Georgia
$204K +$204K +2,202 New
IWC
1018
Integrated Wealth Counsel
California
$203K – – –
KF
1019
Krilogy Financial
Missouri
$203K +$31.4K +338 +18%
QC
1020
QCM Cayman
Texas
$202K +$202K +2,175 New
JCM
1021
Jacobi Capital Management
Pennsylvania
$201K -$4.73K -50 -2%
CAMG
1022
CWA Asset Management Group
Florida
$201K +$201K +2,163 New
CVM
1023
Cheviot Value Management
California
$200K +$200K +2,161 New
IWA
1024
IBEX Wealth Advisors
New Jersey
$194K -$193K -2,045 -50%
MCM
1025
Manchester Capital Management
Vermont
$191K – – –
39 40
41
42 43