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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
RB
976
Rodgers Brothers
Pennsylvania
$594K -$1.21M -8,176 -67%
CB
977
Cadence Bank
Mississippi
$594K – – –
KWMG
978
King Wealth Management Group
Florida
$592K -$15.8K -107 -3%
SC
979
Saybrook Capital
North Carolina
$591K – – –
CAG
980
Crestwood Advisors Group
Massachusetts
$591K +$79.9K +541 +16%
TCM
981
Telos Capital Management
California
$587K +$587K +3,975 New
ANRIA
982
American National Registered Investment Advisor
Texas
$584K – – –
CST
983
Charles Schwab Trust
Nevada
$583K +$97.8K +662 +20%
CCB
984
Cutter & Co Brokerage
Missouri
$581K -$380K -2,574 -40%
CC
985
Courier Capital
New York
$581K +$7.66K +52 +1%
RG
986
Rikoon Group
New Mexico
$580K +$443 +3 +0.1%
TPCW
987
TD Private Client Wealth
New York
$580K +$580K +3,926 New
MOS
988
MGO One Seven
Ohio
$579K -$60K -406 -9%
WIS
989
Wright Investors Service
Connecticut
$579K -$6.64K -45 -1%
SFG
990
Summit Financial Group
West Virginia
$574K – – –
BA
991
Ballast Advisors
Minnesota
$572K +$572K +3,875 New
AAM
992
Auxier Asset Management
Oregon
$571K -$11.1K -75 -2%
WP
993
WMS Partners
Maryland
$567K -$3.69K -25 -0.6%
SC
994
SouthState Corp
Florida
$566K -$25.9K -175 -4%
IA
995
IFP Advisors
Florida
$565K -$658K -4,450 -54%
QCG
996
Quadrant Capital Group
Ohio
$565K +$77K +541 +16%
BCB
997
Brian C. Broderick
$564K -$1.48K -10 -0.3%
LWCFA
998
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$563K -$200K -1,355 -26%
ACG
999
Allen Capital Group
Nebraska
$562K +$70.5K +478 +14%
SAM
1000
Sawgrass Asset Management
Florida
$561K -$310K -2,100 -36%
38 39
40
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