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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
$3.19B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
Renaissance Technologies
New York
$143M
5
Morgan Stanley
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
Franklin Resources
California
$590M
3
Harris Associates
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$194M
5
State Street
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
BOS
976
Bingham Osborn & Scarborough
California
$213K -$556 -6 -0.3%
SA
977
SpiderRock Advisors
Delaware
$212K – – –
CAM
978
Carret Asset Management
New York
$211K -$9.28K -100 -4%
BWFM
979
Bridgewater Wealth & Financial Management
Maryland
$211K +$6.67K +72 +3%
IWA
980
IBEX Wealth Advisors
New Jersey
$211K +$17.6K +187 +9%
GLI
981
Guardian Life Insurance
New York
$210K +$2.23K +24 +1%
JFA
982
Johanson Financial Advisors
California
$210K +$210K +2,277 New
CPA
983
Clear Perspective Advisors
Illinois
$208K – – –
EAM
984
Evanson Asset Management
California
$208K +$463 +5 +0.2%
DAM
985
Doheny Asset Management
California
$206K -$5.83K -63 -3%
OWP
986
Obermeyer Wealth Partners
Colorado
$205K -$13.9K -150 -6%
NCM
987
Novare Capital Management
North Carolina
$204K – – –
DE
988
Day & Ennis
Georgia
$204K +$185 +2 +0.1%
SRSA
989
S.R. Schill & Associates
Washington
$204K +$555 +6 +0.3%
MCM
990
MAI Capital Management
Ohio
$203K -$18.6K -200 -8%
KF
991
Krilogy Financial
Missouri
$203K – – –
ACM
992
Americafirst Capital Management
California
$203K +$203K +2,189 New
YWP
993
YorkBridge Wealth Partners
New York
$202K +$26.8K +264 +15%
SOADOR
994
State of Alaska Department of Revenue
Alaska
$201K -$4.17M -44,989 -95%
CVM
995
Cheviot Value Management
California
$201K +$93 +1 +0%
SCA
996
Secor Capital Advisors
New York
$199K +$199K +2,145 New
GRP
997
Global Retirement Partners
California
$197K +$31K +335 +19%
KKAMG
998
Kernodle & Katon Asset Management Group
Arkansas
$194K +$54K +583 +39%
MCM
999
Manchester Capital Management
Vermont
$191K – – –
NSB
1000
Norway Savings Bank
Maine
$184K -$62.7K -675 -25%
38 39
40
41 42