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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CBN
976
Cadence Bank NA
Texas
$258K -$119K -1,308 -32%
SAMC
977
Shinko Asset Management Company
Japan
$257K -$24.3K -268 -9%
RIG
978
Roosevelt Investment Group
New York
$256K +$256K +2,817 New
QT
979
Quantbot Technologies
New York
$254K -$769K -8,481 -75%
MPI
980
Mairs & Power Inc
Minnesota
$253K -$127K -1,400 -33%
AHB
981
Abner Herrman & Brock
New Jersey
$252K +$252K +2,842 New
KWMG
982
King Wealth Management Group
Florida
$252K +$252K +2,770 New
CAI
983
Capital Advisors Inc
Oklahoma
$251K – – –
TAM
984
Trillium Asset Management
Massachusetts
$248K +$19K +210 +8%
ANBTV
985
American National Bank & Trust (Virginia)
Virginia
$248K +$248K +2,726 New
SAM
986
Sequent Asset Management
Texas
$247K – – –
RC
987
Reik & Co
New York
$246K +$246K +2,708 New
PHIMC
988
Private Harbour Investment Management & Counsel
Ohio
$245K – – –
WRM
989
Weybosset Research & Management
Rhode Island
$245K – – –
FMLI
990
Fukoku Mutual Life Insurance
Japan
$245K – – –
SCM
991
Salem Capital Management
Massachusetts
$245K – – –
JFA
992
JNBA Financial Advisors
Minnesota
$244K +$2.27K +25 +0.9%
GT
993
Greenleaf Trust
Michigan
$243K +$243K +2,672 New
FFA
994
First Foundation Advisors
California
$241K -$7.36K -81 -3%
WKA
995
Wilson Kemp & Associates
Michigan
$241K +$241K +2,650 New
BOS
996
Bank of Stockton
California
$239K -$49.8K -548 -17%
PL
997
Plancorp LLC
Missouri
$239K +$239K +2,632 New
IF
998
IRON Financial
Illinois
$239K +$239K +2,636 New
BST
999
Bath Savings Trust
Maine
$237K -$9.08K -100 -4%
HCM
1000
Hutchinson Capital Management
California
$233K – – –
38 39
40
41 42