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Caterpillar
CAT

Overview Fund Activity

2,558 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 311 funds opening new positions, 919 increasing their positions, 950 reducing their positions, and 107 closing their positions.

Holders
2,558
Holders Change
+170
Holders Change %
+7.12%
% of All Funds
37.51%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
311
Increased
919
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.26B
2
CWP
2
Capital Wealth Planning
Florida
$350M
3
Bank Julius Baer & Co
3
Bank Julius Baer & Co
Switzerland
$178M
4
Charles Schwab
4
Charles Schwab
California
$948M
5
UBS Group
5
UBS Group
Switzerland
$521M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$72.3M
2
Winslow Capital Management
2
Winslow Capital Management
Minnesota
$297K
3
DZ Bank
3
DZ Bank
Germany
$18.2M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$333M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$1.12B
Name Holding Trade Value Shares
Change 		Shares
Change %
Korea Investment Corp
76
Korea Investment Corp
South Korea
$128M -$3.97M -13,432 -3%
Citadel Advisors
77
Citadel Advisors
Florida
$127M +$119M +403,092 +1,482%
PAM
78
Panagora Asset Management
Massachusetts
$125M +$16.4M +55,392 +15%
American Century Companies
79
American Century Companies
Missouri
$123M +$58M +196,284 +90%
PCM
80
Penserra Capital Management
California
$119M +$118M +398,938 +13,964%
Thrivent Financial for Lutherans
81
Thrivent Financial for Lutherans
Minnesota
$118M +$96.2M +325,487 +442%
Prudential Financial
82
Prudential Financial
New Jersey
$117M -$99.8M -349,481 -46%
First Trust Advisors
83
First Trust Advisors
Illinois
$116M +$2.64M +8,934 +2%
Franklin Resources
84
Franklin Resources
California
$116M +$17.9M +60,554 +18%
D.E. Shaw & Co
85
D.E. Shaw & Co
New York
$111M +$60.1M +203,139 +118%
APG Asset Management
86
APG Asset Management
Netherlands
$109M -$11.8M -44,149 -10%
Aberdeen Group
87
Aberdeen Group
United Kingdom
$109M +$26.4M +89,447 +32%
PNC Financial Services Group
88
PNC Financial Services Group
Pennsylvania
$108M +$1.21M +4,077 +1%
Schroder Investment Management Group
89
Schroder Investment Management Group
United Kingdom
$104M -$9.81M -33,168 -9%
SG Americas Securities
90
SG Americas Securities
New York
$104M +$46.9M +158,604 +82%
BNP Paribas Financial Markets
91
BNP Paribas Financial Markets
France
$102M +$4.73M +16,006 +5%
GLA
92
Great Lakes Advisors
Illinois
$102M -$29.1M -98,385 -22%
Mitsubishi UFJ Trust & Banking
93
Mitsubishi UFJ Trust & Banking
Japan
$102M +$3.34M +11,292 +3%
Susquehanna International Group
94
Susquehanna International Group
Pennsylvania
$101M +$486K +1,645 +0.5%
Osaic Holdings
95
Osaic Holdings
Arizona
$99.9M -$21.4M -72,491 -18%
Toronto Dominion Bank
96
Toronto Dominion Bank
Ontario, Canada
$98M +$18.5M +62,573 +23%
Asset Management One
97
Asset Management One
Japan
$96.9M +$6.45M +21,738 +7%
RJFSA
98
Raymond James Financial Services Advisors
Florida
$96.4M +$2.78M +9,419 +3%
Rockefeller Capital Management
99
Rockefeller Capital Management
New York
$96M +$13.1M +44,184 +16%
AQR Capital Management
100
AQR Capital Management
Connecticut
$90.8M -$22.2M -75,238 -20%
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