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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
76
Baird Financial Group
Wisconsin
$117M -$1.61M -7,231 -1%
Manulife (Manufacturers Life Insurance)
77
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$116M +$10.5M +47,126 +11%
Jane Street
78
Jane Street
New York
$109M +$53.8M +241,203 +118%
Commonwealth Equity Services
79
Commonwealth Equity Services
Massachusetts
$108M +$1.94M +8,713 +2%
First Trust Advisors
80
First Trust Advisors
Illinois
$107M -$8.06M -36,131 -8%
Fifth Third Bancorp
81
Fifth Third Bancorp
Ohio
$105M +$2.56M +11,485 +3%
Man Group
82
Man Group
United Kingdom
$93.9M +$85.1M +381,480 New
APG Asset Management
83
APG Asset Management
Netherlands
$93.8M -$11.4M -51,042 -11%
National Bank of Canada
84
National Bank of Canada
Quebec, Canada
$91.7M +$51.3M +230,211 +163%
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$89.2M -$354K -1,588 -0.4%
Wellington Management Group
86
Wellington Management Group
Massachusetts
$85.9M -$18.7M -83,912 -19%
ORIO
87
Old Republic International (ORI)
Illinois
$85.9M
Mitsubishi UFJ Trust & Banking
88
Mitsubishi UFJ Trust & Banking
Japan
$84.3M +$204K +917 +0.3%
Osaic Holdings
89
Osaic Holdings
Arizona
$82.7M +$3.93M +17,611 +6%
GLA
90
Great Lakes Advisors
Illinois
$82.3M -$5.58M -25,022 -7%
Massachusetts Financial Services
91
Massachusetts Financial Services
Massachusetts
$80.5M -$77.9M -349,321 -52%
AQR Capital Management
92
AQR Capital Management
Connecticut
$78.7M -$23.9M -107,084 -25%
RJFSA
93
Raymond James Financial Services Advisors
Florida
$78.2M -$3.82M -17,123 -5%
PAM
94
Panagora Asset Management
Massachusetts
$77.5M +$57.9M +259,788 +470%
SO
95
STRS Ohio
Ohio
$77.2M -$14.1M -63,223 -17%
Retirement Systems of Alabama
96
Retirement Systems of Alabama
Alabama
$76.6M -$8.18M -36,690 -11%
State of New Jersey Common Pension Fund D
97
State of New Jersey Common Pension Fund D
New Jersey
$75.2M -$383K -1,720 -0.6%
Chevy Chase Trust
98
Chevy Chase Trust
Maryland
$74.9M -$1.23M -5,538 -2%
Franklin Resources
99
Franklin Resources
California
$73.6M +$2.86M +12,814 +4%
Asset Management One
100
Asset Management One
Japan
$73.1M -$573K -2,572 -0.9%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.