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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
76
Raymond James & Associates
Florida
$109M -$3.32M -17,276 -3%
PNC Financial Services Group
77
PNC Financial Services Group
Pennsylvania
$108M -$7.73M -40,249 -7%
Franklin Resources
78
Franklin Resources
California
$102M +$5.78M +30,125 +6%
Stifel Financial
79
Stifel Financial
Missouri
$99.5M +$5.76M +30,018 +6%
Canada Pension Plan Investment Board
80
Canada Pension Plan Investment Board
Ontario, Canada
$96.8M -$1.72M -8,980 -2%
US Bancorp
81
US Bancorp
Minnesota
$95.3M +$13.7M +71,404 +17%
Mitsubishi UFJ Asset Management
82
Mitsubishi UFJ Asset Management
Japan
$90.5M +$7.59M +39,549 +9%
RCAMU
83
Rothschild & Co Asset Management US
Connecticut
$90.2M -$2.23M -11,619 -2%
BNP Paribas Asset Management
84
BNP Paribas Asset Management
France
$88.8M +$29.2M +152,114 +49%
MIFH
85
Migdal Insurance & Financial Holdings
Israel
$87.8M +$44.2M +230,000 +101%
BNP Paribas Financial Markets
86
BNP Paribas Financial Markets
France
$87.6M +$2.95M +15,382 +3%
Susquehanna International Group
87
Susquehanna International Group
Pennsylvania
$85.9M -$133M -694,308 -61%
ATN
88
AMF Tjänstepension
Sweden
$85.5M -$16.4M -85,541 -16%
ZIG
89
Zurich Insurance Group
Switzerland
$84.5M +$18.1M +94,350 +27%
Adage Capital Partners
90
Adage Capital Partners
Massachusetts
$84M -$30.4M -158,255 -27%
Victory Capital Management
91
Victory Capital Management
Texas
$81.7M -$3.53M -18,399 -4%
Toronto Dominion Bank
92
Toronto Dominion Bank
Ontario, Canada
$80.4M +$4.12M +21,451 +5%
SO
93
STRS Ohio
Ohio
$80.1M -$3.58M -18,641 -4%
Man Group
94
Man Group
United Kingdom
$80M +$15.4M +80,378 +24%
Commonwealth Equity Services
95
Commonwealth Equity Services
Massachusetts
$78.4M +$3.48M +18,137 +5%
MSV
96
MN Services Vermogensbeheer
Netherlands
$78.3M +$1.52M +7,900 +2%
Retirement Systems of Alabama
97
Retirement Systems of Alabama
Alabama
$78.1M -$2.38M -12,374 -3%
ZIM
98
Zacks Investment Management
Illinois
$75.5M +$2.13M +11,105 +3%
Aviva
99
Aviva
United Kingdom
$75M -$481K -2,506 -0.6%
State of Wisconsin Investment Board
100
State of Wisconsin Investment Board
Wisconsin
$74M +$3.13M +16,301 +4%
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4
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