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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
76
Prudential plc
United Kingdom
$64.8M -$49.7M -419,200 -45%
AT
77
AMF Tjänstepension
Sweden
$64.1M -$7.74M -65,251 -11%
LPL Financial
78
LPL Financial
California
$62M +$11.7M +98,914 +25%
RJA
79
Raymond James & Associates
Florida
$61.6M +$370K +3,121 +0.6%
Stifel Financial
80
Stifel Financial
Missouri
$60.8M +$1.52M +12,808 +3%
Prudential Financial
81
Prudential Financial
New Jersey
$60.5M -$11M -93,095 -16%
FMI
82
Factory Mutual Insurance
Massachusetts
$59.8M
MSV
83
MN Services Vermogensbeheer
Netherlands
$59.3M -$2.53M -21,300 -4%
Russell Investments Group
84
Russell Investments Group
United Kingdom
$58.3M -$31.3M -263,951 -36%
State of Wisconsin Investment Board
85
State of Wisconsin Investment Board
Wisconsin
$57.3M +$880K +7,424 +2%
Retirement Systems of Alabama
86
Retirement Systems of Alabama
Alabama
$57.2M -$1.37M -11,528 -2%
AQR Capital Management
87
AQR Capital Management
Connecticut
$57.1M +$3.65M +30,824 +7%
SO
88
STRS Ohio
Ohio
$56.9M -$22.3M -187,851 -29%
Chevy Chase Trust
89
Chevy Chase Trust
Maryland
$56M -$4.11M -34,678 -7%
State of Tennessee, Department of Treasury
90
State of Tennessee, Department of Treasury
Tennessee
$55.7M +$36.8M +310,095 +239%
First Trust Advisors
91
First Trust Advisors
Illinois
$54.9M -$4.54M -38,327 -8%
Renaissance Technologies
92
Renaissance Technologies
New York
$53.9M +$50.6M +426,400 New
US Bancorp
93
US Bancorp
Minnesota
$52.6M -$2.85M -24,042 -5%
Canada Life
94
Canada Life
Manitoba, Canada
$50.4M +$1.84M +15,480 +4%
AA
95
ALPS Advisors
Colorado
$50M
ZIM
96
Zacks Investment Management
Illinois
$49.7M -$1.56M -13,134 -3%
Commonwealth Equity Services
97
Commonwealth Equity Services
Massachusetts
$49.2M +$982K +8,283 +2%
State of New Jersey Common Pension Fund D
98
State of New Jersey Common Pension Fund D
New Jersey
$47.7M -$3.73M -31,462 -8%
PNC Financial Services Group
99
PNC Financial Services Group
Pennsylvania
$46.4M +$1.65M +13,950 +4%
Toronto Dominion Bank
100
Toronto Dominion Bank
Ontario, Canada
$46.3M -$5.13M -43,300 -11%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.