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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
AT
76
AMF Tjänstepension
Sweden
$96.2M +$9.09M +64,274 +11%
Franklin Resources
77
Franklin Resources
California
$94.3M -$429K -3,032 -0.5%
BCPEM
78
Bain Capital Public Equity Management
Massachusetts
$88.6M +$82.2M +581,215 New
ABC
79
Anchor Bolt Capital
Illinois
$87.8M +$35.3M +249,509 +76%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$87.2M +$2.24M +15,854 +3%
National Pension Service
81
National Pension Service
South Korea
$86.1M +$1.1M +7,793 +1%
Canada Pension Plan Investment Board
82
Canada Pension Plan Investment Board
Ontario, Canada
$85.5M -$1.92M -13,600 -2%
AII
83
AGF Investments Inc
Ontario, Canada
$85.4M +$1.45M +10,271 +2%
Lord, Abbett & Co
84
Lord, Abbett & Co
New Jersey
$85.2M +$16.3M +115,500 +26%
D.E. Shaw & Co
85
D.E. Shaw & Co
New York
$85M +$58.8M +415,609 +293%
AC
86
Ashler Capital
Illinois
$81.8M +$43.6M +308,348 +135%
Toronto Dominion Bank
87
Toronto Dominion Bank
Ontario, Canada
$79.9M +$17.4M +122,726 +31%
KBC Group
88
KBC Group
Belgium
$78.8M +$6.06M +42,859 +9%
AA
89
ALPS Advisors
Colorado
$76.6M -$384K -2,718 -0.5%
Mitsubishi UFJ Trust & Banking
90
Mitsubishi UFJ Trust & Banking
Japan
$76.5M -$105M -739,006 -60%
Chevy Chase Trust
91
Chevy Chase Trust
Maryland
$76.3M -$2.16M -15,262 -3%
Canada Life
92
Canada Life
Manitoba, Canada
$75.6M +$6.37M +45,011 +10%
BCM
93
Bridgeway Capital Management
Texas
$75.6M -$11.1M -78,500 -14%
O
94
OppenheimerFunds
New York
$74.5M -$2.95M -20,875 -4%
Retirement Systems of Alabama
95
Retirement Systems of Alabama
Alabama
$73.2M -$455K -3,218 -0.7%
N
96
Natixis
France
$72.4M -$34.5M -243,772 -34%
Alyeska Investment Group
97
Alyeska Investment Group
Illinois
$70M +$55.4M +391,372 +580%
US Bancorp
98
US Bancorp
Minnesota
$68.5M +$33.9K +240 +0.1%
Aviva
99
Aviva
United Kingdom
$63.9M +$17.9M +126,585 +43%
Nomura Asset Management
100
Nomura Asset Management
Japan
$63.4M +$15.6M +110,298 +36%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.