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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
2
Capital World Investors
California
$1.92B
3
Morgan Stanley
3
Morgan Stanley
New York
$838M
4
CCI
4
Columbus Circle Investors
$108M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.51B
5
State Street
5
State Street
Massachusetts
$4.97B
Name Holding Trade Value Shares
Change 		Shares
Change %
TD Asset Management
76
TD Asset Management
Ontario, Canada
$60.3M -$31.3M -337,387 -34%
Los Angeles Capital Management
77
Los Angeles Capital Management
California
$52.7M -$554K -5,973 -1%
ATN
78
AMF Tjänstepension
Sweden
$50.8M +$37M +399,204 +269%
Retirement Systems of Alabama
79
Retirement Systems of Alabama
Alabama
$49.6M -$4.99M -53,771 -9%
HSBC Holdings
80
HSBC Holdings
United Kingdom
$49.6M -$76.6M -825,924 -61%
ELC
81
Edgar Lomax Company
Virginia
$47.8M -$4.27M -45,998 -8%
GIA
82
Gateway Investment Advisers
Ohio
$47.2M +$1.81M +19,528 +4%
RJA
83
Raymond James & Associates
Florida
$47.1M -$4.89M -52,697 -9%
SWITC
84
Stewart West Indies Trading Company
Colorado
$46.2M – – –
Chevy Chase Trust
85
Chevy Chase Trust
Maryland
$46M +$185K +1,997 +0.4%
US Bancorp
86
US Bancorp
Minnesota
$45.7M -$1.22M -13,164 -3%
Neuberger Berman Group
87
Neuberger Berman Group
New York
$44.2M -$4.18M -45,103 -9%
First Trust Advisors
88
First Trust Advisors
Illinois
$44M -$6.86M -73,924 -13%
Canada Life
89
Canada Life
Manitoba, Canada
$43.9M -$982K -10,563 -2%
GC
90
Guggenheim Capital
Illinois
$43.5M -$389K -4,191 -0.9%
Capital International Investors
91
Capital International Investors
California
$42.8M – – –
IAM
92
Impala Asset Management
Florida
$42M +$36.7M +396,205 +698%
SB
93
Suntrust Banks
Georgia
$42M -$305K -3,287 -0.7%
RHBC
94
R.H. Bluestein & Co
Michigan
$40.6M +$247K +2,661 +0.6%
BAPIM
95
British Airways Pensions Investment Management
United Kingdom
$40M +$22.2M +239,091 +125%
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$39.6M -$2.44M -26,285 -6%
BGIM
97
Brandywine Global Investment Management
Pennsylvania
$39.3M -$19.1M -205,585 -33%
National Pension Service
98
National Pension Service
South Korea
$38.7M +$3.49M +37,655 +10%
Ohio Public Employees Retirement System (OPERS)
99
Ohio Public Employees Retirement System (OPERS)
Ohio
$37.8M +$658K +6,700 +2%
TAM
100
Tocqueville Asset Management
New York
$37.4M -$2.94M -31,691 -7%
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