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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
RhumbLine Advisers
76
RhumbLine Advisers
Massachusetts
$41.7M 638,017 +8,353 +1%
GAM
77
Gotham Asset Management
New York
$39.8M 608,253 +323,751 +114%
Adage Capital Partners
78
Adage Capital Partners
Massachusetts
$39.2M 600,341 +22,286 +4%
Fayez Sarofim & Co
79
Fayez Sarofim & Co
Texas
$38.2M 585,132 -882,440 -60%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$34M 520,410 -22,996 -4%
GIA
81
Gateway Investment Advisers
Ohio
$33.2M 508,620 -8,675 -2%
FMI
82
Factory Mutual Insurance
Massachusetts
$32.9M 504,000 -34,200 -6%
Chevy Chase Trust
83
Chevy Chase Trust
Maryland
$32.7M 499,858 +15,497 +3%
SWITC
84
Stewart West Indies Trading Company
Colorado
$32.6M 498,700 +124,500 +33%
BA
85
BlackRock Advisors
Delaware
$32.5M 497,262 +431,494 +656%
GC
86
Guggenheim Capital
Illinois
$32.1M 490,532 -29,737 -6%
Millennium Management
87
Millennium Management
New York
$31.9M 487,865 +487,865 New
ORIO
88
Old Republic International (ORI)
Illinois
$31.2M 371,200 +167,000 +82%
Canada Life
89
Canada Life
Manitoba, Canada
$30.8M 471,799 -63,014 -12%
Capital International Investors
90
Capital International Investors
California
$30.5M 467,400 – –
First Trust Advisors
91
First Trust Advisors
Illinois
$29.8M 456,098 +25,574 +6%
PAM
92
Panagora Asset Management
Massachusetts
$29.7M 454,260 -74,697 -14%
OSAM
93
O'Shaughnessy Asset Management
Connecticut
$29.4M 449,942 +109,991 +32%
ELC
94
Edgar Lomax Company
Virginia
$29.4M 449,750 -15,600 -3%
AIG
95
American International Group
New York
$28.7M 438,924 -28,963 -6%
Ohio Public Employees Retirement System (OPERS)
96
Ohio Public Employees Retirement System (OPERS)
Ohio
$28.5M 435,734 +959 +0.2%
SB
97
Suntrust Banks
Georgia
$28.5M 435,604 +4,114 +1%
RJA
98
Raymond James & Associates
Florida
$28M 428,190 +7,297 +2%
Aviva
99
Aviva
United Kingdom
$26.8M 409,423 -55,420 -12%
Teacher Retirement System of Texas
100
Teacher Retirement System of Texas
Texas
$25.9M 396,746 +7,918 +2%
2 3
4
5 6