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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
RhumbLine Advisers
76
RhumbLine Advisers
Massachusetts
$41.7M +$639K +8,353 +1%
GAM
77
Gotham Asset Management
New York
$39.8M +$24.8M +323,751 +114%
Adage Capital Partners
78
Adage Capital Partners
Massachusetts
$39.2M +$1.7M +22,286 +4%
Fayez Sarofim & Co
79
Fayez Sarofim & Co
Texas
$38.2M -$67.5M -882,440 -60%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$34M -$1.76M -22,996 -4%
GIA
81
Gateway Investment Advisers
Ohio
$33.2M -$664K -8,675 -2%
FMI
82
Factory Mutual Insurance
Massachusetts
$32.9M -$2.62M -34,200 -6%
Chevy Chase Trust
83
Chevy Chase Trust
Maryland
$32.7M +$1.19M +15,497 +3%
SWITC
84
Stewart West Indies Trading Company
Colorado
$32.6M +$9.52M +124,500 +33%
BA
85
BlackRock Advisors
Delaware
$32.5M +$33M +431,494 +656%
GC
86
Guggenheim Capital
Illinois
$32.1M -$2.27M -29,737 -6%
Millennium Management
87
Millennium Management
New York
$31.9M +$37.3M +487,865 New
ORIO
88
Old Republic International (ORI)
Illinois
$31.2M +$12.8M +167,000 +82%
Canada Life
89
Canada Life
Manitoba, Canada
$30.8M -$4.82M -63,014 -12%
Capital International Investors
90
Capital International Investors
California
$30.5M
First Trust Advisors
91
First Trust Advisors
Illinois
$29.8M +$1.96M +25,574 +6%
PAM
92
Panagora Asset Management
Massachusetts
$29.7M -$5.71M -74,697 -14%
OSAM
93
O'Shaughnessy Asset Management
Connecticut
$29.4M +$8.41M +109,991 +32%
ELC
94
Edgar Lomax Company
Virginia
$29.4M -$1.19M -15,600 -3%
AIG
95
American International Group
New York
$28.7M -$2.22M -28,963 -6%
Ohio Public Employees Retirement System (OPERS)
96
Ohio Public Employees Retirement System (OPERS)
Ohio
$28.5M +$73.4K +959 +0.2%
SB
97
Suntrust Banks
Georgia
$28.5M +$315K +4,114 +1%
RJA
98
Raymond James & Associates
Florida
$28M +$558K +7,297 +2%
Aviva
99
Aviva
United Kingdom
$26.8M -$4.24M -55,420 -12%
Teacher Retirement System of Texas
100
Teacher Retirement System of Texas
Texas
$25.9M +$606K +7,918 +2%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.