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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
APP
951
Avantax Planning Partners
Iowa
$1.86M +$25.4K +93 +1%
SCA
952
STALEY CAPITAL ADVISERS
Pennsylvania
$1.86M +$3.82K +14 +0.2%
WWM
953
Western Wealth Management
Colorado
$1.86M +$2.18K +8 +0.1%
OAM
954
Oak Asset Management
California
$1.86M -$4.1K -15 -0.2%
XF
955
XML Financial
Maryland
$1.86M +$1.91K +7 +0.1%
HCM
956
Hilton Capital Management
New York
$1.85M – – –
NS
957
NBC Securities
Alabama
$1.84M +$1.84M +6,723 New
AAM
958
AR Asset Management
California
$1.83M – – –
IW
959
Imprint Wealth
South Carolina
$1.83M +$122K +448 +7%
GSB
960
Greenfield Savings Bank
Massachusetts
$1.82M +$1.64K +6 +0.1%
RA
961
RFG Advisory
Alabama
$1.82M -$204K -747 -10%
CIP
962
Convergence Investment Partners
Florida
$1.81M -$410K -1,502 -18%
DJSG
963
D.J. St. Germain
Massachusetts
$1.81M -$10.9K -40 -0.6%
RAM
964
Ramirez Asset Management
New York
$1.81M +$1.81M +6,628 New
AIC
965
Argus Investors Counsel
New York
$1.8M -$120K -440 -6%
IWA
966
IBEX Wealth Advisors
New Jersey
$1.8M +$1.8M +6,591 New
FFM
967
Forum Financial Management
Illinois
$1.8M +$426K +1,559 +31%
SWM
968
Silverlake Wealth Management
Vermont
$1.78M -$294K -1,076 -14%
AWA
969
Arete Wealth Advisors
Illinois
$1.77M -$266K -974 -13%
SIG
970
Sargent Investment Group
Maryland
$1.77M -$15.8K -58 -0.9%
BFA
971
Bragg Financial Advisors
North Carolina
$1.76M -$37.4K -137 -2%
AI
972
AXS Investments
New York
$1.76M +$1.07M +3,906 +155%
RPCONE
973
Retirement Planning Company of New England
Rhode Island
$1.75M +$834K +3,054 +91%
WP
974
WealthPLAN Partners
Nebraska
$1.74M +$50.2K +184 +3%
PA
975
Probity Advisors
Texas
$1.74M -$187K -684 -10%
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