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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
OCM
951
Orleans Capital Management
Louisiana
$1.08M +$42.2K +220 +4%
WI
952
Wintrust Investments
Illinois
$1.08M – – –
CIA
953
Choate Investment Advisors
Massachusetts
$1.08M +$163K +850 +18%
AF
954
Arrow Financial
New York
$1.08M +$199K +1,036 +23%
DJSG
955
D.J. St. Germain
Massachusetts
$1.07M +$7.29K +38 +0.7%
ATWA
956
Arbor Trust Wealth Advisors
Michigan
$1.07M – – –
HPC
957
HM Payson & Co
Maine
$1.07M -$13.4K -70 -1%
CWP
958
CFM Wealth Partners
Texas
$1.06M -$75.2K -392 -7%
PAS
959
Park Avenue Securities
New York
$1.06M +$74.5K +388 +8%
CC
960
Cadinha & Co
Hawaii
$1.06M -$555K -2,891 -34%
BHA
961
Beech Hill Advisors
New York
$1.06M – – –
BFG
962
Barber Financial Group
Kansas
$1.06M – – –
VFM
963
Viking Fund Management
North Dakota
$1.06M – – –
SCM
964
SOL Capital Management
Maryland
$1.06M -$28.8K -150 -3%
HFA
965
High Falls Advisors
New York
$1.06M +$34.4K +179 +3%
VST
966
Van Strum & Towne
California
$1.05M – – –
RIL
967
Rothschild Investment LLC
Illinois
$1.05M – – –
AII
968
AGF Investments Inc
Ontario, Canada
$1.05M -$60.8K -317 -5%
CS
969
Comerica Securities
Michigan
$1.04M +$42.6K +222 +4%
EB
970
Eastern Bank
Massachusetts
$1.03M +$38.4K +200 +4%
GW
971
GW & Wade
Massachusetts
$1.03M +$85.6K +446 +9%
PWM
972
Palumbo Wealth Management
New York
$1.03M -$112K -582 -10%
GPA
973
Garrison Point Advisors
California
$1.03M +$19.2K +100 +2%
PCA
974
Personal Capital Advisors
California
$1.03M +$3.46K +18 +0.3%
TSS
975
Two Sigma Securities
New York
$1.03M +$688K +3,582 +203%
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