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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
951
Auxier Asset Management
Oregon
$448K – – –
SFG
952
Summit Financial Group
West Virginia
$447K -$4.06K -35 -0.9%
CF
953
Centaurus Financial
California
$445K +$45.2K +390 +11%
QPWM
954
Quadrant Private Wealth Management
Pennsylvania
$445K +$445K +3,838 New
BCB
955
Brian C. Broderick
$444K – – –
LWCFA
956
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$444K +$1.39K +12 +0.3%
SFG
957
SNS Financial Group
Minnesota
$443K +$19.3K +166 +5%
BIM
958
Baldwin Investment Management
Pennsylvania
$441K -$37.7K -325 -8%
RIM
959
Rampart Investment Management
Connecticut
$440K -$419K -3,616 -49%
CHA
960
Carmichael Hill & Associates
Maryland
$439K +$116 +1 +0%
WCM
961
Whitener Capital Management
North Carolina
$438K -$35.4K -305 -7%
LSAG
962
Lake Street Advisors Group
New Hampshire
$438K +$147K +1,265 +50%
OSNBOA
963
Old Second National Bank of Aurora
Illinois
$437K -$76.5K -659 -15%
DAM
964
Doheny Asset Management
California
$436K – – –
BHIA
965
Birch Hill Investment Advisors
Massachusetts
$436K – – –
RG
966
Rikoon Group
New Mexico
$435K -$20.4K -176 -4%
AC
967
Arjuna Capital
North Carolina
$434K -$116 -1 -0%
CC
968
Courier Capital
New York
$434K +$220 +2 +0.1%
HC
969
HNP Capital
New York
$434K +$434K +3,947 New
CAM
970
Cozad Asset Management
Illinois
$433K -$78.3K -675 -15%
PCA
971
Personal Capital Advisors
California
$433K -$60.1K -557 -12%
MOS
972
MGO One Seven
Ohio
$431K -$23.4K -202 -5%
BA
973
Ballast Advisors
Minnesota
$431K -$18.6K -160 -4%
WLIM
974
White Lighthouse Investment Management
Massachusetts
$429K – – –
EC
975
Estate Counselors
Wisconsin
$428K +$428K +3,690 New
37 38
39
40 41