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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFO
951
Biltmore Family Office
North Carolina
$635K -$103K -700 -14%
CS
952
Comerica Securities
Michigan
$635K +$56.1K +380 +10%
HA
953
HYA Advisors
Missouri
$635K +$635K +4,300 New
WEC
954
Winslow Evans & Crocker
Massachusetts
$632K -$29.6K -200 -4%
TAM
955
Taurus Asset Management
New York
$627K – – –
TFS
956
Thoroughbred Financial Services
Tennessee
$625K -$90.2K -611 -13%
MS
957
Madden Securities
Texas
$625K +$625K +4,250 New
DSC
958
Duncker Streett & Co
Missouri
$624K – – –
DJSG
959
D.J. St. Germain
Massachusetts
$624K +$145K +980 +30%
CFS
960
CRA Financial Services
New Jersey
$620K – – –
FNT
961
First National Trust
Pennsylvania
$616K -$130K -879 -17%
ACM
962
AlphaCrest Capital Management
New York
$615K -$4.08M -27,648 -87%
CIAS
963
Capital Investment Advisory Services
North Carolina
$614K +$101K +682 +20%
AWM
964
Altium Wealth Management
New York
$613K +$77.4K +524 +14%
SBWM
965
Sunflower Bank Wealth Management
Arizona
$612K – – –
OWIM
966
Old West Investment Management
California
$611K +$611K +4,140 New
BIM
967
Baldwin Investment Management
Pennsylvania
$609K -$22.1K -150 -4%
ACWM
968
Adams Chetwood Wealth Management
North Carolina
$609K +$609K +4,121 New
SWA
969
Sutton Wealth Advisors
Florida
$608K – – –
BHBT
970
Burke & Herbert Bank & Trust
Virginia
$604K +$6.94K +47 +1%
1WA
971
180 Wealth Advisors
Washington
$604K +$284K +1,949 +89%
IC
972
IEQ Capital
California
$604K +$604K +4,092 New
WCM
973
Whitener Capital Management
North Carolina
$602K +$143K +970 +31%
PAMG
974
Patton Albertson Miller Group
Tennessee
$600K +$41.5K +281 +7%
MCM
975
MV Capital Management
Maryland
$595K +$38.4K +260 +7%
37 38
39
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