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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
GS
951
Girard Securities
California
$244K -$6.48K -70 -3%
SFG
952
SevenBridge Financial Group
Pennsylvania
$244K – – –
WEC
953
Winslow Evans & Crocker
Massachusetts
$243K – – –
TF
954
Tompkins Financial
New York
$242K – – –
CIC
955
Carnegie Investment Counsel
Ohio
$242K +$4.56K +49 +2%
BONST
956
Bank of Nova Scotia Trust
Ontario, Canada
$241K – – –
TNBTD
957
Trustmark National Bank Trust Department
Mississippi
$241K – – –
BOTW
958
Bank of the West
California
$241K +$7.97K +86 +3%
LWAC
959
Laurel Wealth Advisors (California)
California
$241K +$15.2K +164 +7%
IH
960
IFC Holdings
Florida
$240K -$24.6K -268 -9%
CCM
961
Coldstream Capital Management
Washington
$240K +$8.16K +88 +4%
FMT
962
First Mercantile Trust
Tennessee
$240K +$217K +2,336 +934%
S
963
SignatureFD
Georgia
$238K -$118K -1,275 -33%
NG
964
NatWest Group
United Kingdom
$237K -$4.19M -45,031 -95%
MA
965
MCF Advisors
Kentucky
$237K -$30.2K -325 -11%
WA
966
Wealth Architects
California
$236K +$93 +1 +0%
GIA
967
GHP Investment Advisors
Colorado
$236K +$236K +2,542 New
GLA
968
Good Life Advisors
Pennsylvania
$233K +$233K +2,446 New
FBT
969
First Bankers Trust
Kentucky
$232K -$39.1K -422 -14%
BWA
970
Burt Wealth Advisors
Maryland
$232K -$18.1K -195 -7%
BBNB
971
Baker Boyer National Bank
Washington
$232K – – –
RIM
972
Regent Investment Management
Kentucky
$230K – – –
SYBT
973
Stock Yards Bank & Trust
Kentucky
$229K – – –
IWM
974
IHT Wealth Management
Illinois
$228K +$228K +2,422 New
TAM
975
Trillium Asset Management
Massachusetts
$226K – – –
37 38
39
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