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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
951
Hilton Capital Management
New York
$283K – – –
SCA
952
STALEY CAPITAL ADVISERS
Pennsylvania
$282K – – –
FCFC
953
First Commonwealth Financial Corp
Pennsylvania
$281K -$130K -1,427 -32%
HIC
954
Hartline Investment Corp
Illinois
$280K -$18.1K -200 -6%
AB
955
Atlas Brown
Kentucky
$278K -$99.5K -1,095 -26%
HCA
956
Horan Capital Advisors
Ohio
$278K -$22.7K -250 -8%
AAM
957
Aureus Asset Management
Massachusetts
$278K – – –
GC
958
Grimes & Company
Massachusetts
$277K +$9.53K +105 +4%
BHA
959
Beech Hill Advisors
New York
$276K – – –
PAS
960
Partnervest Advisory Services
California
$276K +$8.54K +94 +3%
BCB
961
Brian C. Broderick
$275K – – –
AI
962
Accredited Investors
Minnesota
$275K +$272 +3 +0.1%
ST
963
Sabal Trust
Florida
$272K – – –
TL
964
Tirschwell & Loewy
New York
$272K +$9.07K +100 +3%
HCM
965
Harvey Capital Management
Florida
$272K +$272K +3,000 New
ACA
966
Anchor Capital Advisors
Massachusetts
$271K -$136K -1,500 -33%
1GA
967
1st Global Advisors
Texas
$271K -$5.36K -59 -2%
FHB
968
First Hawaiian Bank
Hawaii
$271K – – –
BEAM
969
Baker Ellis Asset Management
Washington
$269K – – –
BFIM
970
Beese Fulmer Investment Management
Ohio
$269K +$25.8K +284 +11%
BRM
971
Boston Research & Management
Massachusetts
$268K +$32.7K +360 +14%
RMCM
972
Reynders McVeigh Capital Management
Massachusetts
$264K -$58.4K -644 -18%
FCH
973
Freestone Capital Holdings
Washington
$262K +$262K +2,886 New
LG
974
LaFleur & Godfrey
Michigan
$261K -$25.4K -280 -9%
FFBTD
975
First Financial Bank - Trust Division
Ohio
$259K -$35.6K -392 -12%
37 38
39
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