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Caterpillar
CAT

2,709 hedge funds and large institutions have $128B invested in Caterpillar in 2024 Q1 according to their latest regulatory filings, with 259 funds opening new positions, 947 increasing their positions, 1,089 reducing their positions, and 89 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 259 | Existing positions closed: 89

27% more funds holding in top 10

Funds holding in top 10: 73 → 93 (+20)

20% more capital invested

Capital invested by funds: $107B → $128B (+$21B)

5% more funds holding

Funds holding: 2,579 → 2,709 (+130)

9% less call options, than puts

Call options by funds: $5B | Put options by funds: $5.46B

1.12% less ownership

Funds ownership: 71.03% → 69.91% (-1.1%)

13% less repeat investments, than reductions

Existing positions increased: 947 | Existing positions reduced: 1,089

Holders
2,709
Holders Change
+130
Holders Change %
+5.04%
% of All Funds
39.02%
Holding in Top 10
93
Holding in Top 10 Change
+20
Holding in Top 10 Change %
+27.4%
% of All Funds
1.34%
New
259
Increased
947
Reduced
1,089
Closed
89
Calls
$5B
Puts
$5.46B
Net Calls
-$469M
Net Calls Change
-$116M

Top Buyers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
+$284M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$138M
3
Geode Capital Management
Geode Capital Management
Massachusetts
+$111M
4
Norges Bank
Norges Bank
Norway
+$104M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
+$98.3M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.3B
2
Jane Street
Jane Street
New York
-$312M
3
Capital World Investors
Capital World Investors
California
-$274M
4
Amundi
Amundi
France
-$244M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$160M
Name Holding Trade Value Shares
Change 		Change in
Stake
AB
926
Atlas Brown
Kentucky
$2.67M -$79.3K -248 -3%
FSA
927
Franklin Street Advisors
North Carolina
$2.66M +$83.1K +260 +4%
LFAS
928
Level Four Advisory Services
Texas
$2.62M – – –
CIP
929
Convergence Investment Partners
Florida
$2.62M +$428K +1,339 +23%
LB
930
Legacy Bridge
Iowa
$2.61M +$1.92K +6 +0.1%
AWMT
931
AAFMAA Wealth Management & Trust
North Carolina
$2.61M -$898K -2,809 -28%
TSWM
932
Triangle Securities Wealth Management
North Carolina
$2.61M -$24.6K -77 -1%
CSI
933
Cross Staff Investments
New York
$2.6M – – –
BP
934
Ballentine Partners
Massachusetts
$2.6M +$406K +1,270 +22%
GCM
935
Gables Capital Management
Florida
$2.59M – – –
CG
936
Caprock Group
Idaho
$2.58M -$889K -2,782 -28%
VCA
937
Verdence Capital Advisors
Maryland
$2.57M -$168K -526 -7%
BA
938
BCM Advisors
Louisiana
$2.57M +$22.4K +70 +1%
MWM
939
Modera Wealth Management
New Jersey
$2.57M +$144K +450 +7%
Walleye Capital
940
Walleye Capital
New York
$2.57M +$2.24M +7,005 New
CAM
941
Cozad Asset Management
Illinois
$2.56M +$150K +470 +7%
QIM
942
Quest Investment Management
Oregon
$2.55M – – –
ANTB
943
AMG National Trust Bank
Colorado
$2.55M – – –
RFA
944
Rollins Financial Advisors
New York
$2.55M +$178K +556 +9%
FTWA
945
Fifth Third Wealth Advisors
Ohio
$2.54M +$272K +852 +14%
SSW
946
Stone Summit Wealth
Florida
$2.54M -$198K -620 -8%
TFA
947
Teamwork Financial Advisors
Texas
$2.53M -$3.79M -11,854 -63%
SI
948
Symmetry Investments
Jersey
$2.53M -$479K -1,500 -18%
WI
949
Wintrust Investments
Illinois
$2.53M -$564K -1,765 -20%
FPCP
950
Fort Point Capital Partners
California
$2.52M -$111K -346 -5%
36 37
38
39 40

CAT Hedge Fund Activity: Q1 2024 in Review

2,709 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2024, worth a combined $128B — up 20% from $107B a quarter earlier.

Buyers outnumbered sellers: 259 funds opened new CAT positions and 89 closed out — a net gain of 170 holders — while 947 added to existing stakes and 1,089 trimmed.

The largest buyer was Barclays, adding an estimated $284M. The largest seller was Morgan Stanley, cutting an estimated $2.3B.

  • 2,709 institutional investors held Caterpillar (CAT) as of Q1 2024, up from 2,579 in Q4 2023.
  • Funds reported $128B of Caterpillar stock for Q1 2024, up 20% quarter-over-quarter.
  • 259 funds opened new Caterpillar positions in Q1 2024 and 89 closed out, a net change of +170 holders.
  • The largest Caterpillar buyer in Q1 2024 was Barclays, an estimated $284M added.
  • The largest Caterpillar seller in Q1 2024 was Morgan Stanley, an estimated $2.3B sold.

Based on aggregated 13F filings for Q1 2024.