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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
926
Parallel Advisors
California
$752K +$128K +856 +20%
LOAME
927
Lombard Odier Asset Management (Europe)
United Kingdom
$752K +$752K +5,043 New
CPO
928
Cerity Partners OCIO
New York
$751K -$30.9K -207 -4%
HCM
929
Hodges Capital Management
Texas
$749K -$52.2K -350 -7%
HCA
930
Heck Capital Advisors
Wisconsin
$747K +$45.3K +304 +6%
WC
931
Woodstock Corp
Massachusetts
$744K -$29.9K -200 -4%
FDS
932
First Dallas Securities
Texas
$731K +$731K +4,900 New
HA
933
Harfst & Associates
Wyoming
$729K +$12.7K +85 +2%
BCP
934
Blackhawk Capital Partners
Wisconsin
$725K +$725K +5,728 New
PIMG
935
Patriot Investment Management Group
Tennessee
$720K +$8.05K +54 +1%
DHFB
936
Dixon Hubard Feinour & Brown
Virginia
$718K -$95.5K -640 -12%
ZB
937
Zions Bancorporation
Utah
$717K +$24K +161 +3%
EC
938
Estate Counselors
Wisconsin
$706K +$65.3K +438 +10%
VPIM
939
Vanguard Personalized Indexing Management
California
$706K +$118K +792 +20%
JWCA
940
J.W. Coons Advisors
Ohio
$704K +$1.2K +8 +0.2%
EIA
941
Eldridge Investment Advisors
New Hampshire
$703K – – –
BFO
942
Biltmore Family Office
North Carolina
$703K – – –
TNA
943
True North Advisors
Texas
$701K -$3.96M -26,600 -85%
RIA
944
Realta Investment Advisors
Delaware
$701K +$196K +1,313 +39%
HA
945
HYA Advisors
Missouri
$699K +$56.4K +378 +9%
CT
946
Chicago Trust
Illinois
$698K +$6.27K +42 +0.9%
S
947
SignatureFD
Georgia
$695K +$63K +422 +10%
EF
948
Empirical Finance
Pennsylvania
$692K -$1.14M -7,631 -62%
RIL
949
Rothschild Investment LLC
Illinois
$682K -$62K -416 -8%
IWM
950
IHT Wealth Management
Illinois
$680K +$28.6K +192 +4%
36 37
38
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