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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Holding Trade Value Shares
Change 		Shares
Change %
AAMU
926
Amundi Asset Management US
Massachusetts
$215K +$215K +2,813 New
FNB
927
First Niagara Bank
New York
$214K -$46K -600 -18%
WFG
928
Wills Financial Group
Virginia
$214K -$30.5K -400 -12%
MYAM
929
Meiji Yasuda Asset Management
Japan
$212K -$33.7K -440 -14%
CC
930
Courier Capital
New York
$211K -$26.9K -351 -11%
IAA
931
Ironsides Asset Advisors
North Carolina
$211K +$211K +2,751 New
CFA
932
Carroll Financial Associates
North Carolina
$210K +$72.9K +953 +53%
TAM
933
Trillium Asset Management
Massachusetts
$209K +$209K +2,725 New
IH
934
IFC Holdings
Florida
$208K -$20K -260 -9%
SBL
935
Sargent Bickham Lagudis
Colorado
$208K +$208K +2,719 New
ISB
936
Iowa State Bank
Iowa
$208K +$208K +2,720 New
SCM
937
Salem Capital Management
Massachusetts
$207K +$207K +2,700 New
CCG
938
Cypress Capital Group
Florida
$207K +$207K +2,702 New
CAM
939
Concorde Asset Management
Michigan
$205K +$205K +2,694 New
RMCM
940
Reynders McVeigh Capital Management
Massachusetts
$204K -$25.3K -330 -11%
AP
941
Appleton Partners
Massachusetts
$202K -$549K -7,191 -73%
AIM
942
Anchor Investment Management
South Carolina
$200K +$200K +2,615 New
TF
943
Tompkins Financial
New York
$200K – – –
FMLI
944
Fukoku Mutual Life Insurance
Japan
$199K – – –
ECM
945
Estabrook Capital Management
New York
$195K – – –
MME
946
Meag Munich Ergo
Germany
$183K – – –
EDRE
947
Edmond de Rothschild (Europe)
Luxembourg
$178K – – –
FNBSF
948
First National Bank Sioux Falls
South Dakota
$177K -$30.7K -400 -15%
KT
949
Kanaly Trust
Texas
$176K +$6.44K +84 +4%
PFSC
950
Peoples Financial Services Corp
Pennsylvania
$172K -$7.64K -100 -4%
36 37
38
39 40