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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
901
Winslow Asset Management
Ohio
$292K – – –
ZF
902
Zhang Financial
Michigan
$291K -$208K -2,199 -42%
LPT
903
Legacy Private Trust
Wisconsin
$290K +$927 +10 +0.3%
CAM
904
Congress Asset Management
Massachusetts
$289K -$187K -2,017 -39%
OC
905
Oarsman Capital
Wisconsin
$288K -$165K -1,780 -36%
SIM
906
Sterling Investment Management
Arizona
$288K +$93 +1 +0%
WRM
907
Weybosset Research & Management
Rhode Island
$287K +$18.5K +200 +7%
MCWS
908
McKinley Carter Wealth Services
West Virginia
$286K – – –
CCG
909
Cypress Capital Group
Florida
$286K +$44.6K +481 +18%
NPPM
910
North Point Portfolio Managers
Ohio
$285K – – –
PAM
911
Private Asset Management
California
$285K +$9.27K +100 +3%
CCIA
912
Campbell & Co Investment Adviser
Maryland
$284K +$284K +3,067 New
SGAM
913
Steinberg Global Asset Management
Florida
$281K -$1.39K -15 -0.5%
FFA
914
First Foundation Advisors
California
$281K +$26.1K +281 +10%
BCB
915
Brian C. Broderick
$280K – – –
D.E. Shaw & Co
916
D.E. Shaw & Co
New York
$279K -$1.77M -19,126 -86%
BC
917
Bartlett & Co
Ohio
$279K – – –
SIA
918
Starfire Investment Advisers
Michigan
$278K – – –
PCM
919
Pointe Capital Management
Michigan
$278K +$278K +3,000 New
ST
920
Sabal Trust
Florida
$278K -$1.39K -15 -0.5%
HA
921
Halsey Associates
Connecticut
$278K – – –
DIS
922
Diversified Investment Strategies
Louisiana
$276K – – –
PPSG
923
Princeton Portfolio Strategies Group
New Jersey
$276K – – –
CC
924
Courier Capital
New York
$276K +$23.3K +251 +9%
CIA
925
Choate Investment Advisors
Massachusetts
$274K -$59.2K -638 -18%
35 36
37
38 39