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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFW
901
Meristem Family Wealth
Minnesota
$260K +$260K +2,931 New
WPC
902
Waters Parkerson & Co
Louisiana
$259K -$35.5K -400 -12%
IH
903
IFC Holdings
Florida
$257K -$18.2K -204 -7%
OWP
904
Obermeyer Wealth Partners
Colorado
$257K – – –
WRM
905
Weybosset Research & Management
Rhode Island
$257K – – –
VCM
906
Violich Capital Management
California
$257K – – –
MA
907
MCF Advisors
Kentucky
$256K -$17.6K -198 -6%
TFO
908
Tarbox Family Office
California
$255K -$42.6K -480 -14%
CFA
909
Carroll Financial Associates
North Carolina
$255K -$7.79K -88 -3%
JFA
910
Johanson Financial Advisors
California
$253K -$171K -1,920 -40%
SCM
911
Sterling Capital Management
North Carolina
$248K +$248K +2,795 New
RIA
912
Regal Investment Advisors
Michigan
$248K +$248K +2,798 New
Carson Wealth (CWM LLC)
913
Carson Wealth (CWM LLC)
Nebraska
$246K +$17.7K +200 +8%
KWMG
914
King Wealth Management Group
Florida
$245K +$3.73K +42 +2%
SFG
915
SevenBridge Financial Group
Pennsylvania
$244K -$24.8K -285 -9%
AP
916
Atwood & Palmer
Missouri
$244K +$4.78K +54 +2%
FFA
917
First Foundation Advisors
California
$244K +$244K +2,747 New
NG
918
Northstar Group
New York
$243K -$34.7K -390 -12%
MCM
919
Maryland Capital Management
Maryland
$243K +$243K +2,740 New
CC
920
Courier Capital
New York
$242K – – –
GS
921
Girard Securities
California
$240K -$138K -1,555 -37%
BWA
922
Burt Wealth Advisors
Maryland
$239K -$26.6K -300 -10%
NCM
923
Novare Capital Management
North Carolina
$238K +$238K +2,683 New
RMCM
924
Reynders McVeigh Capital Management
Massachusetts
$234K +$234K +2,631 New
CAM
925
Carret Asset Management
New York
$233K +$233K +2,625 New
35 36
37
38 39