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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
AP
901
Atwood & Palmer
Missouri
$203K 3,105 – –
FNBSF
902
First National Bank Sioux Falls
South Dakota
$203K 3,105 – –
PP
903
Pegasus Partners
Wisconsin
$203K 3,100 – –
CIA
904
CCM Investment Advisers
South Carolina
$202K 3,105 -29,750 -91%
NPPM
905
North Point Portfolio Managers
Ohio
$201K 3,075 – –
WPC
906
Waters Parkerson & Co
Louisiana
$201K 3,075 +77 +3%
BWA
907
Burt Wealth Advisors
Maryland
$200K 3,244 +245 +8%
BC
908
Bartlett & Co
Ohio
$197K 3,012 – –
SOAMC
909
Spirit of America Management Corp
New York
$196K 3,000 – –
ECM
910
Estabrook Capital Management
New York
$193K 2,950 -1,960 -40%
PG
911
Patten Group
Tennessee
$189K 2,896 +306 +12%
CFA
912
CT Financial Advisors
Pennsylvania
$173K 2,645 +265 +11%
CFA
913
Carroll Financial Associates
North Carolina
$172K 2,474 +500 +25%
KT
914
Kanaly Trust
Texas
$171K 2,620 -118 -4%
TF
915
Tompkins Financial
New York
$171K 2,615 – –
FMLI
916
Fukoku Mutual Life Insurance
Japan
$170K 2,600 – –
JFGIW
917
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$166K 2,543 -336 -12%
CCMW
918
Cypress Capital Management (Wyoming)
Wyoming
$166K 2,535 -750 -23%
CIS
919
Capital International Sarl
California
$157K 2,400 – –
HDIM
920
Hanson & Doremus Investment Management
Vermont
$156K 2,386 -45 -2%
MME
921
Meag Munich Ergo
Germany
$155K 2,400 – –
SFU
922
Stonehage Fleming (UK)
United Kingdom
$153K 2,340 -500 -18%
EDRE
923
Edmond de Rothschild (Europe)
Luxembourg
$152K 2,330 +825 +55%
LWCFA
924
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$149K 1,754 – –
MCM
925
MV Capital Management
Maryland
$136K 2,076 +129 +7%
35 36
37
38 39