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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GBBWRPM
876
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$855K -$11.3K -76 -1%
CG
877
Caprock Group
Idaho
$850K +$86.3K +578 +11%
WAM
878
Weatherly Asset Management
California
$849K -$29.8K -200 -3%
WAM
879
Wealthspire Advisors (Maryland)
Maryland
$848K -$15.7K -105 -2%
CAG
880
Csenge Advisory Group
Florida
$845K +$289K +1,909 +52%
KMWM
881
Keudell/Morrison Wealth Management
Oregon
$843K -$149K -1,000 -15%
CF
882
Centaurus Financial
California
$842K +$311K +2,083 +59%
TAIM
883
TD Ameritrade Investment Management
Nebraska
$839K -$38.9K -261 -4%
MMG
884
Monetary Management Group
Missouri
$839K +$18.6K +125 +2%
PIM
885
Penobscot Investment Management
Massachusetts
$838K -$29.8K -200 -3%
ESB
886
Essex Savings Bank
Connecticut
$837K +$29.7K +199 +4%
BFG
887
Barber Financial Group
Kansas
$836K +$5.67K +38 +0.7%
SAM
888
Sawgrass Asset Management
Florida
$825K – – –
IWC
889
Integrated Wealth Concepts
Massachusetts
$824K +$173K +1,159 +27%
LS
890
Livforsakringsbolaget Skandia
Sweden
$822K -$104K -700 -11%
CCA
891
Checchi Capital Advisers
California
$822K -$13K -87 -2%
VFM
892
Viking Fund Management
North Dakota
$820K -$1.19M -8,000 -59%
BA
893
Birinyi Associates
Connecticut
$820K – – –
CCP
894
Corient Capital Partners
California
$820K +$59.6K +399 +8%
VST
895
Van Strum & Towne
California
$818K – – –
FCFC
896
First Commonwealth Financial Corp
Pennsylvania
$816K – – –
GRP
897
Global Retirement Partners
California
$815K +$12.2K +82 +2%
GPA
898
Garrison Point Advisors
California
$814K -$23.6K -158 -3%
PA
899
PFG Advisors
Arizona
$814K +$22.2K +143 +3%
BAM
900
Belpointe Asset Management
Nevada
$814K +$311K +2,085 +62%
34 35
36
37 38