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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
COI
876
Capital One Investing
Virginia
$699K +$699K +5,500 New
HR
877
Howe & Rusling
New York
$696K +$889 +7 +0.1%
NCMW
878
Northern Capital Management (Wisconsin)
Wisconsin
$696K +$254K +2,000 +58%
CWAG
879
Compton Wealth Advisory Group
Virginia
$696K +$696K +5,479 New
SMC
880
Smith, Moore & Co
Missouri
$691K +$2.79K +22 +0.4%
1IA
881
1834 Investment Advisors
Wisconsin
$690K -$36.8K -290 -5%
SG Americas Securities
882
SG Americas Securities
New York
$684K -$14.9M -117,047 -96%
WT
883
Washington Trust
Rhode Island
$681K +$24.1K +190 +4%
FDS
884
Freedom Day Solutions
Texas
$677K -$12.7K -100 -2%
BWAM
885
Boyd Watterson Asset Management
Ohio
$675K -$120K -944 -15%
LS
886
Livforsakringsbolaget Skandia
Sweden
$675K – – –
OSNBOA
887
Old Second National Bank of Aurora
Illinois
$675K +$6.98K +55 +1%
CFG
888
CMC Financial Group
Georgia
$675K +$675K +5,314 New
CCA
889
Checchi Capital Advisers
California
$671K -$88.6K -698 -12%
FFBTD
890
First Financial Bank - Trust Division
Ohio
$671K -$1.91K -15 -0.3%
GBBWRPM
891
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$669K +$38.1K +300 +6%
PWAC
892
Private Wealth Advisors (California)
California
$669K +$669K +5,266 New
SFA
893
Semmax Financial Advisors
North Carolina
$666K +$666K +5,244 New
WFM
894
Wolff Financial Management
Michigan
$666K +$666K +5,245 New
FDS
895
First Dallas Securities
Texas
$665K +$35K +275 +6%
BMC
896
Beaton Management Company
Massachusetts
$664K -$63.5K -500 -9%
CCFCSB
897
Cape Cod Five Cents Savings Bank
Massachusetts
$660K +$51.6K +406 +8%
CIC
898
Carnegie Investment Counsel
Ohio
$660K +$383K +3,016 +139%
BC
899
Brinker Capital
Pennsylvania
$656K -$315K -2,477 -32%
FCA
900
FinTrust Capital Advisors
South Carolina
$655K +$655K +5,151 New
34 35
36
37 38