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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
LS
876
Livforsakringsbolaget Skandia
Sweden
$810K -$808K -5,300 -50%
TC
877
Trust Company
Kansas
$810K – – –
VST
878
Van Strum & Towne
California
$810K +$458K +3,000 +130%
FFBTD
879
First Financial Bank - Trust Division
Ohio
$809K – – –
OSNBOA
880
Old Second National Bank of Aurora
Illinois
$802K – – –
WT
881
Washington Trust
Rhode Island
$789K -$118K -773 -13%
SCP
882
Sandhill Capital Partners
New York
$782K -$16K -105 -2%
RIL
883
Rothschild Investment LLC
Illinois
$782K – – –
ATC
884
Argent Trust Co
Tennessee
$782K +$79.5K +525 +11%
CC
885
Cedar Capital
Illinois
$781K +$50.9K +334 +7%
EWM
886
Evermay Wealth Management
Virginia
$780K +$168K +1,100 +27%
CI
887
Capital Innovations
Wisconsin
$779K -$12.2K -80 -2%
SSG
888
Summit Securities Group
New York
$778K +$778K +5,100 New
NIT
889
NumerixS Investment Technologies
British Columbia, Canada
$766K +$491K +3,219 +179%
HCM
890
HMS Capital Management
Tennessee
$763K +$95K +623 +14%
BAM
891
Barrett Asset Management
New York
$762K – – –
KC
892
KHP Capital
Oklahoma
$762K – – –
BFO
893
Biltmore Family Office
North Carolina
$762K – – –
IGGA
894
Iron Gate Global Advisors
Utah
$761K -$15.7K -103 -2%
RA
895
RFG Advisory
Alabama
$761K +$251K +1,645 +49%
HVIA
896
Hudson Valley Investment Advisors
New York
$760K -$76.2K -500 -9%
GBBWRPM
897
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$757K – – –
MA
898
Mutual Advisors
Nebraska
$757K +$1.07K +7 +0.1%
NQWM
899
Northwest Quadrant Wealth Management
Oregon
$757K +$20K +152 +3%
FDS
900
First Dallas Securities
Texas
$756K – – –
34 35
36
37 38