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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
876
AlphaStar Capital Management
North Carolina
$811K +$5.09K +36 +0.7%
PCM
877
Penserra Capital Management
California
$810K -$1.7M -11,997 -69%
LS
878
Livforsakringsbolaget Skandia
Sweden
$810K -$750K -5,300 -50%
TC
879
Trust Company
Kansas
$810K
VST
880
Van Strum & Towne
California
$810K +$424K +3,000 +130%
FFBTD
881
First Financial Bank - Trust Division
Ohio
$809K
OSNBOA
882
Old Second National Bank of Aurora
Illinois
$802K
WT
883
Washington Trust
Rhode Island
$789K -$109K -773 -13%
SCP
884
Sandhill Capital Partners
New York
$782K -$14.9K -105 -2%
RIL
885
Rothschild Investment LLC
Illinois
$782K
ATC
886
Argent Trust Co
Tennessee
$782K +$74.3K +525 +11%
CC
887
Cedar Capital
Illinois
$781K +$47.2K +334 +7%
EWM
888
Evermay Wealth Management
Virginia
$780K +$156K +1,100 +27%
CI
889
Capital Innovations
Wisconsin
$779K -$11.3K -80 -2%
SSG
890
Summit Securities Group
New York
$778K +$721K +5,100 New
NIT
891
NumerixS Investment Technologies
British Columbia, Canada
$766K +$455K +3,219 +179%
HCM
892
HMS Capital Management
Tennessee
$763K +$88.1K +623 +14%
BAM
893
Barrett Asset Management
New York
$762K
BFO
894
Biltmore Family Office
North Carolina
$762K
KC
895
KHP Capital
Oklahoma
$762K
IGGA
896
Iron Gate Global Advisors
Utah
$761K -$14.6K -103 -2%
RA
897
RFG Advisory
Alabama
$761K +$233K +1,645 +49%
HVIA
898
Hudson Valley Investment Advisors
New York
$760K -$70.7K -500 -9%
GBBWRPM
899
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$757K
MA
900
Mutual Advisors
Nebraska
$757K +$990 +7 +0.1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.