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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
851
Strategic Financial Services
New York
$1.44M -$32.1K -167 -2%
HBT
852
Heartland Bank & Trust
Illinois
$1.43M +$74.9K +390 +6%
CIA
853
Cascade Investment Advisors
Oregon
$1.42M +$10.6K +55 +0.7%
MSAM
854
Moloney Securities Asset Management
Missouri
$1.42M +$44K +229 +3%
OAM
855
Oak Asset Management
California
$1.4M – – –
AWM
856
Altium Wealth Management
New York
$1.4M +$109K +570 +8%
LIA
857
LS Investment Advisors
Michigan
$1.4M -$57.6K -300 -4%
BC
858
Burleson & Co
California
$1.39M -$416K -2,169 -23%
GJIC
859
Gamble Jones Investment Counsel
California
$1.39M -$76.8K -400 -5%
BA
860
BCM Advisors
Louisiana
$1.39M – – –
HTC
861
Haverford Trust Company
Pennsylvania
$1.38M -$1.06M -5,506 -43%
MSR
862
Main Street Research
Connecticut
$1.38M -$24.5M -127,588 -95%
OIA
863
OneDigital Investment Advisors
Kansas
$1.38M +$248K +1,293 +22%
AB
864
Atlas Brown
Kentucky
$1.38M -$14.6K -76 -1%
WT
865
Washington Trust
Rhode Island
$1.37M -$86.2K -449 -6%
LFAS
866
Level Four Advisory Services
Texas
$1.37M -$2.38M -12,422 -63%
EVC
867
Eidelman Virant Capital
Missouri
$1.36M – – –
ANTB
868
AMG National Trust Bank
Colorado
$1.36M +$192K +1,000 +16%
MGIA
869
Moneta Group Investment Advisors
Missouri
$1.36M +$302K +1,575 +29%
WA
870
WBH Advisory
Maryland
$1.35M +$576 +3 +0%
H
871
HoyleCohen
California
$1.35M +$86.4K +450 +7%
CCP
872
Corient Capital Partners
California
$1.35M -$20.9K -109 -2%
IWC
873
Integrated Wealth Concepts
Massachusetts
$1.35M +$111K +576 +9%
RA
874
Rational Advisors
New York
$1.34M -$65.8K -343 -5%
IAMOG
875
Investors Asset Management of Georgia
Georgia
$1.34M – – –
33 34
35
36 37