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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
851
Cahill Financial Advisors
Minnesota
$924K -$46.8K -314 -5%
CFG
852
Citizens Financial Group
Rhode Island
$918K -$291K -1,948 -24%
VCM
853
Virtue Capital Management
Tennessee
$917K -$472K -3,167 -34%
HWA
854
HCR Wealth Advisors
California
$917K – – –
GTCM
855
Gyon Technologies Capital Management
New Jersey
$912K +$912K +6,114 New
EH
856
Equitable Holdings
New York
$905K -$18.5K -124 -2%
SW
857
SVB Wealth
Massachusetts
$904K +$4.03K +27 +0.4%
MFG
858
MidWestOne Financial Group
Iowa
$898K – – –
MWM
859
Mattern Wealth Management
Kansas
$896K -$3.73K -25 -0.4%
FBC
860
Fairfield, Bush & Co
Connecticut
$895K – – –
CWP
861
CFM Wealth Partners
Texas
$894K -$209K -1,400 -19%
TYCC
862
Texas Yale Capital Corp
Florida
$892K -$26.8K -180 -3%
MCM
863
MV Capital Management
Maryland
$889K +$186K +1,248 +26%
GL
864
Graypoint LLC
New York
$889K +$889K +5,958 New
GC
865
Garde Capital
Washington
$888K – – –
PGAM
866
Princeton Global Asset Management
New Jersey
$887K -$63.7K -427 -7%
XWM
867
Xcel Wealth Management
Florida
$886K -$128K -858 -13%
SMC
868
Smith, Moore & Co
Missouri
$877K -$156K -1,044 -15%
RCM
869
RB Capital Management
Nevada
$877K +$11K +72 +1%
BMC
870
Beaton Management Company
Massachusetts
$877K +$14.9K +100 +2%
TC
871
Trust Company
Kansas
$872K +$84.8K +569 +11%
TU
872
TDAM USA
Ontario, Canada
$871K -$34.9K -234 -4%
FFA
873
First Foundation Advisors
California
$868K +$551K +3,693 +173%
H
874
HoyleCohen
California
$867K -$8.95K -60 -1%
QPWM
875
Quadrant Private Wealth Management
Pennsylvania
$856K +$52.2K +350 +6%
33 34
35
36 37