CAT icon

Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCP
851
Corient Capital Partners
California
$836K -$776K -5,255 -48%
CMO
852
Covenant Multifamily Offices
Texas
$833K +$22.3K +151 +3%
WTB
853
Washington Trust Bank
Washington
$831K – – –
RCM
854
RB Capital Management
Nevada
$830K +$50.6K +341 +6%
MMG
855
Monetary Management Group
Missouri
$827K -$69.1K -468 -8%
BFG
856
Barber Financial Group
Kansas
$824K – – –
Rockefeller Capital Management
857
Rockefeller Capital Management
New York
$824K +$262K +1,772 +47%
TWM
858
Torch Wealth Management
Ohio
$817K -$30K -203 -4%
GVAG
859
Great Valley Advisor Group
Delaware
$816K +$51.8K +351 +7%
SCM
860
Schnieders Capital Management
California
$815K -$2.96K -20 -0.4%
CCA
861
Cobblestone Capital Advisors
New York
$812K -$7.39K -50 -0.9%
IWM
862
IHT Wealth Management
Illinois
$812K +$72.9K +494 +10%
VST
863
Van Strum & Towne
California
$810K -$14.8K -100 -2%
ESB
864
Essex Savings Bank
Connecticut
$808K -$97.6K -661 -11%
NQWM
865
Northwest Quadrant Wealth Management
Oregon
$807K +$5.02K +34 +0.6%
WAM
866
Wealthspire Advisors (Maryland)
Maryland
$800K -$67.6K -458 -8%
PPW
867
Parcion Private Wealth
Washington
$800K +$800K +5,420 New
WC
868
Woodstock Corp
Massachusetts
$799K -$21.4K -145 -3%
BHA
869
Beech Hill Advisors
New York
$797K – – –
FCIM
870
Fairview Capital Investment Management
California
$796K -$10.2K -69 -1%
CCG
871
Cypress Capital Group
Florida
$796K -$9.74K -66 -1%
PIM
872
Penobscot Investment Management
Massachusetts
$795K -$184K -1,243 -19%
KA
873
Kovack Advisors
Florida
$789K -$14.9K -101 -2%
RCM
874
RNC Capital Management
California
$787K +$323K +2,188 +70%
WFM
875
Wolff Financial Management
Michigan
$784K +$18.3K +124 +2%
33 34
35
36 37