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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
GHAM
851
Gilman Hill Asset Management
Connecticut
$895K -$9.91K -65 -1%
ET
852
Equitable Trust
Tennessee
$888K +$438K +2,875 +97%
CC
853
Courier Capital
New York
$884K +$123K +806 +16%
CPIA
854
Cornell Pochily Investment Advisors
New York
$880K -$3.05K -20 -0.3%
BMC
855
Beaton Management Company
Massachusetts
$873K +$61K +400 +8%
S
856
SignatureFD
Georgia
$872K -$77.8K -510 -8%
1IA
857
1834 Investment Advisors
Wisconsin
$872K -$59K -387 -6%
TG
858
TLP Group
Illinois
$869K +$181K +1,189 +26%
GC
859
Garde Capital
Washington
$865K +$103K +800 +14%
TCOT
860
Trust Company of Toledo
Ohio
$864K – – –
FCIM
861
Fairview Capital Investment Management
California
$860K – – –
JCP
862
Jabre Capital Partners
Switzerland
$852K +$852K +5,590 New
NL
863
NVWM LLC
Pennsylvania
$850K +$1.22K +8 +0.1%
TYCC
864
Texas Yale Capital Corp
Florida
$847K – – –
SCM
865
Schnieders Capital Management
California
$835K -$1.13M -7,425 -58%
HR
866
Howe & Rusling
New York
$835K – – –
FDS
867
Freedom Day Solutions
Texas
$827K -$23.9K -157 -3%
SMC
868
Smith, Moore & Co
Missouri
$826K +$43.7K +287 +6%
SCM
869
SOL Capital Management
Maryland
$822K +$7.63K +50 +0.9%
UR
870
USCA RIA
Texas
$815K +$79.3K +520 +11%
RCG
871
Rock Creek Group
District of Columbia
$815K +$815K +5,347 New
FFSOTS
872
Fiduciary Financial Services of The Southwest
Texas
$814K -$72.1K -473 -8%
MMG
873
Monetary Management Group
Missouri
$811K -$76.2K -500 -9%
ACM
874
AlphaStar Capital Management
North Carolina
$811K +$5.49K +36 +0.7%
PCM
875
Penserra Capital Management
California
$810K -$1.83M -11,997 -69%
33 34
35
36 37