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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
CCG
851
Cypress Capital Group
Florida
$904K -$6.79K -48 -0.8%
Twin Tree Management
852
Twin Tree Management
Texas
$899K -$6.2M -43,839 -88%
GHAM
853
Gilman Hill Asset Management
Connecticut
$895K -$9.19K -65 -1%
ET
854
Equitable Trust
Tennessee
$888K +$407K +2,875 +97%
CC
855
Courier Capital
New York
$884K +$114K +806 +16%
CPIA
856
Cornell Pochily Investment Advisors
New York
$880K -$2.83K -20 -0.3%
BMC
857
Beaton Management Company
Massachusetts
$873K +$56.6K +400 +8%
S
858
SignatureFD
Georgia
$872K -$72.1K -510 -8%
1IA
859
1834 Investment Advisors
Wisconsin
$872K -$54.7K -387 -6%
TG
860
TLP Group
Illinois
$869K +$168K +1,189 +26%
GC
861
Garde Capital
Washington
$865K +$113K +800 +14%
TCOT
862
Trust Company of Toledo
Ohio
$864K
FCIM
863
Fairview Capital Investment Management
California
$860K
JCP
864
Jabre Capital Partners
Switzerland
$852K +$791K +5,590 New
NL
865
NVWM LLC
Pennsylvania
$850K +$1.13K +8 +0.1%
TYCC
866
Texas Yale Capital Corp
Florida
$847K
SCM
867
Schnieders Capital Management
California
$835K -$1.05M -7,425 -58%
HR
868
Howe & Rusling
New York
$835K
FDS
869
Freedom Day Solutions
Texas
$827K -$22.2K -157 -3%
SMC
870
Smith, Moore & Co
Missouri
$826K +$40.6K +287 +6%
SCM
871
SOL Capital Management
Maryland
$822K +$7.07K +50 +0.9%
UR
872
USCA RIA
Texas
$815K +$73.6K +520 +11%
RCG
873
Rock Creek Group
District of Columbia
$815K +$756K +5,347 New
FFSOTS
874
Fiduciary Financial Services of The Southwest
Texas
$814K -$66.9K -473 -8%
MMG
875
Monetary Management Group
Missouri
$811K -$70.7K -500 -9%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.