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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
Loomis, Sayles & Company
851
Loomis, Sayles & Company
Massachusetts
$485K – – –
SG
852
Somerset Group
Minnesota
$484K – – –
HI
853
Hudock Inc
Pennsylvania
$484K +$2.48K +25 +0.5%
CIC
854
Crawford Investment Counsel
Georgia
$484K +$9.91K +100 +2%
AB
855
Atlas Brown
Kentucky
$476K +$119K +1,196 +33%
TCOT
856
Trust Company of Toledo
Ohio
$475K -$3.57K -36 -0.7%
FMC
857
First Merchants Corp
Indiana
$475K – – –
PL
858
Perpetual Ltd
Australia
$472K -$152K -1,537 -24%
QBFM
859
QS Batterymarch Financial Management
New York
$470K – – –
BP
860
Ballentine Partners
Massachusetts
$470K +$991 +10 +0.2%
First Manhattan
861
First Manhattan
New York
$465K -$39.5K -399 -8%
OSNBOA
862
Old Second National Bank of Aurora
Illinois
$464K – – –
GAM
863
Garrison Asset Management
Arkansas
$464K – – –
FHA
864
First Horizon Advisors
Tennessee
$460K +$12K +121 +3%
JIM
865
Jensen Investment Management
Oregon
$459K +$27.7K +280 +6%
RIA
866
Regal Investment Advisors
Michigan
$455K -$990 -10 -0.2%
SBWM
867
Sunflower Bank Wealth Management
Arizona
$454K -$59.4K -600 -12%
AP
868
AHL Partners
United Kingdom
$448K +$448K +4,519 New
P
869
Pitcairn
Pennsylvania
$446K +$80.7K +816 +22%
WIS
870
Wright Investors Service
Connecticut
$444K +$444K +4,481 New
WFG
871
Wills Financial Group
Virginia
$442K +$12.8K +130 +3%
GIS
872
Guardian Investor Services
New York
$441K -$28.9K -292 -6%
PVWM
873
Point View Wealth Management
New Jersey
$436K +$2.97K +30 +0.7%
TAM
874
Taurus Asset Management
New York
$433K – – –
IPC
875
Independent Portfolio Consultants
Florida
$429K -$185K -1,867 -30%
33 34
35
36 37