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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
BSW
826
Buckingham Strategic Wealth
Missouri
$771K -$1.22M -10,255 -63%
KWM
827
Kingsview Wealth Management
Oregon
$768K -$72.1K -608 -9%
CCMW
828
Cypress Capital Management (Wyoming)
Wyoming
$764K +$716K +6,037 New
MWM
829
Mattern Wealth Management
Kansas
$763K +$83K +700 +13%
SW
830
SVB Wealth
Massachusetts
$762K -$36K -304 -5%
MFG
831
MidWestOne Financial Group
Iowa
$762K
TU
832
TDAM USA
Ontario, Canada
$761K +$53.6K +452 +8%
HI
833
Hudock Inc
Pennsylvania
$759K -$21K -177 -3%
FBC
834
Fairfield, Bush & Co
Connecticut
$759K
IP
835
Intellectus Partners
California
$756K -$156K -1,314 -18%
GC
836
Garde Capital
Washington
$753K -$47.4K -400 -6%
DHFB
837
Dixon Hubard Feinour & Brown
Virginia
$753K +$11.6K +98 +2%
MJP
838
Michael J. Puzo
$746K
WAM
839
Weatherly Asset Management
California
$745K -$129K -1,090 -16%
TAIM
840
TD Ameritrade Investment Management
Nebraska
$744K -$63.4K -535 -8%
H
841
HoyleCohen
California
$743K -$140K -1,178 -17%
SFG
842
SevenBridge Financial Group
Pennsylvania
$736K -$77.1K -650 -10%
PIM
843
Penobscot Investment Management
Massachusetts
$736K -$21.3K -180 -3%
HAM
844
Hammer Asset Management
California
$736K +$37.9K +320 +6%
GBBWRPM
845
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$735K +$830 +7 +0.1%
WAM
846
Wealthspire Advisors (Maryland)
Maryland
$733K +$21.6K +182 +3%
BMC
847
Beaton Management Company
Massachusetts
$732K
MME
848
Meag Munich Ergo
Germany
$726K +$556K +4,688 +446%
BRWM
849
B. Riley Wealth Management
Tennessee
$723K -$1.31M -11,024 -66%
BOTW
850
Bank of the West
California
$723K -$37.7K -318 -5%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.