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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAP
826
Wealthcare Advisory Partners
Pennsylvania
$820K +$18K +142 +2%
BA
827
BKS Advisors
Michigan
$815K +$207K +1,632 +34%
TU
828
TDAM USA
Ontario, Canada
$812K -$198K -1,556 -20%
AI
829
Atria Investments
North Carolina
$812K -$185K -1,459 -19%
IP
830
Investment Partners
Ohio
$812K -$62.6K -493 -7%
HTC
831
Haverford Trust Company
Pennsylvania
$809K +$37.5K +295 +5%
WTB
832
Washington Trust Bank
Washington
$807K +$7.62K +60 +1%
PCM
833
Prelude Capital Management
New York
$803K +$258K +2,033 +47%
MA
834
Mutual Advisors
Nebraska
$800K +$169K +1,330 +27%
PIM
835
Penobscot Investment Management
Massachusetts
$797K -$71.8K -565 -8%
DPIM
836
Duff & Phelps Investment Management
Illinois
$796K – – –
PTC
837
Philadelphia Trust Company
Pennsylvania
$795K +$173K +1,360 +28%
SAM
838
Sawgrass Asset Management
Florida
$794K -$133K -1,050 -14%
TCOT
839
Trust Company of Toledo
Ohio
$793K +$73.1K +575 +10%
SW
840
SVB Wealth
Massachusetts
$789K -$916K -7,205 -54%
PCM
841
Penserra Capital Management
California
$788K +$113K +888 +17%
BFG
842
Barber Financial Group
Kansas
$781K +$17.5K +138 +2%
LHC
843
Little House Capital
Massachusetts
$781K +$781K +6,145 New
LC
844
Lourd Capital
California
$778K +$8.26K +65 +1%
BA
845
Bristlecone Advisors
Washington
$767K +$7.62K +60 +1%
TYCC
846
Texas Yale Capital Corp
Florida
$767K +$61.5K +484 +9%
DLA
847
Douglas Lane & Associates
New York
$766K -$180K -1,415 -19%
FHB
848
First Hawaiian Bank
Hawaii
$764K -$240K -1,887 -24%
SSB
849
Sandy Spring Bank
Maryland
$763K +$274K +2,157 +56%
SACTSONJ
850
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$762K -$254K -2,000 -25%
32 33
34
35 36