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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
826
Calamos Wealth Management
Illinois
$990K +$33.4K +236 +4%
FAIM
827
Financial Advocates Investment Management
Washington
$980K +$6.93K +49 +0.8%
WSC
828
Wellington Shields & Co
New York
$968K +$35.4K +250 +4%
WOC
829
West Oak Capital
California
$965K +$37.5K +265 +4%
WAP
830
Wealthcare Advisory Partners
Pennsylvania
$962K -$3.25K -23 -0.4%
WTB
831
Washington Trust Bank
Washington
$960K -$63.7K -450 -7%
DPIM
832
Duff & Phelps Investment Management
Illinois
$955K -$19.8K -140 -2%
HSA
833
HBK Sorce Advisory
Pennsylvania
$955K -$10.6K -75 -1%
HW
834
Hancock Whitney
Mississippi
$954K -$46.5K -329 -5%
BWAM
835
Boyd Watterson Asset Management
Ohio
$954K +$707 +5 +0.1%
PVWM
836
Point View Wealth Management
New Jersey
$939K
TNBTD
837
Trustmark National Bank Trust Department
Mississippi
$938K -$272K -1,921 -24%
NFG
838
Nations Financial Group
Iowa
$930K +$17K +120 +2%
NA
839
Navellier & Associates
Nevada
$927K -$3.79M -26,823 -82%
HTC
840
Haverford Trust Company
Pennsylvania
$926K -$27K -191 -3%
LC
841
Lourd Capital
California
$923K +$856K +6,054 New
CII
842
Capital International Inc
California
$919K +$852K +6,024 New
RIM
843
Rampart Investment Management
Connecticut
$918K +$243K +1,717 +4%
BFG
844
Barber Financial Group
Kansas
$916K -$83.7K -592 -9%
FBC
845
Fairfield, Bush & Co
Connecticut
$915K
WEC
846
Winslow Evans & Crocker
Massachusetts
$912K -$1.41K -10 -0.2%
CCA
847
Checchi Capital Advisers
California
$912K +$76K +537 +10%
BA
848
Bristlecone Advisors
Washington
$912K +$846K +5,979 New
LOAME
849
Lombard Odier Asset Management (Europe)
United Kingdom
$909K
PL
850
Plancorp LLC
Missouri
$905K +$7.21K +51 +0.9%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.