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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
826
Saybrook Capital
North Carolina
$371K – – –
ARMT
827
Amica Retiree Medical Trust
Rhode Island
$370K – – –
BHIA
828
Birch Hill Investment Advisors
Massachusetts
$369K +$55.7K +600 +18%
NWP
829
Northstar Wealth Partners
Connecticut
$367K +$367K +3,890 New
ZB
830
Zions Bancorporation
Utah
$365K -$42.3K -456 -10%
TFA
831
Toth Financial Advisory
Virginia
$362K -$508K -5,482 -58%
PFM
832
Parsec Financial Management
North Carolina
$359K -$2.13K -23 -0.6%
BHBT
833
Burke & Herbert Bank & Trust
Virginia
$358K -$38.5K -414 -10%
NB
834
Nicolet Bankshares
Wisconsin
$358K +$16.8K +181 +5%
PAS
835
Partnervest Advisory Services
California
$356K +$356K +3,841 New
RWA
836
River Wealth Advisors
Pennsylvania
$353K -$109K -1,172 -24%
FCB
837
First Command Bank
Texas
$353K +$44.5K +480 +14%
FCFS
838
First Command Financial Services
Texas
$353K +$44.5K +480 +14%
RI
839
Ridgewood Investments
New Jersey
$353K +$51.7K +557 +17%
CCM
840
Coldstream Capital Management
Washington
$352K +$112K +1,210 +47%
WA1
841
Wimmer Associates 1
California
$351K -$219K -2,366 -38%
HS
842
Huntington Steele
Pennsylvania
$351K – – –
TAM
843
Taurus Asset Management
New York
$350K -$55.7K -600 -14%
SFWA
844
Summit Financial Wealth Advisors
Louisiana
$349K -$18.5K -199 -5%
KFA
845
Kelleher Financial Advisors
New York
$347K +$2.51K +27 +0.7%
GT
846
Greenleaf Trust
Michigan
$345K -$25.3K -272 -7%
BDF
847
Balasa Dinverno & Foltz
$343K -$101K -1,087 -23%
ZIC
848
ZWJ Investment Counsel
Georgia
$341K +$341K +3,680 New
CAM
849
Cypress Asset Management
Texas
$339K +$339K +3,650 New
BCM
850
Bluefin Capital Management
New York
$338K -$359K -3,867 -52%
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