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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAA
826
Southeast Asset Advisors
Georgia
$395K +$1.02K +11 +0.3%
FHC
827
First Heartland Consultants
Missouri
$393K -$88.9K -958 -18%
FNT
828
First National Trust
Pennsylvania
$390K -$10.2K -110 -3%
IP
829
Isthmus Partners
Wisconsin
$390K – – –
CCM
830
Catawba Capital Management
Virginia
$389K – – –
FVP
831
Firefly Value Partners
Pennsylvania
$384K +$384K +4,142 New
HPBT
832
High Point Bank & Trust
North Carolina
$382K +$14.4K +155 +4%
ST
833
Smithfield Trust
Pennsylvania
$381K – – –
CCMD
834
Cypress Capital Management (Delaware)
Delaware
$381K +$381K +4,107 New
MAM
835
Mastrapasqua Asset Management
Tennessee
$379K +$3.24K +35 +0.9%
VF
836
Virtu Financial
New York
$379K +$379K +4,085 New
GXMC
837
Global X Management Company
New York
$378K +$138K +1,487 +57%
KWMG
838
King Wealth Management Group
Florida
$377K +$121K +1,305 +47%
WTB
839
Washington Trust Bank
Washington
$376K -$3.62K -39 -1%
SC
840
Saybrook Capital
North Carolina
$371K – – –
SIC
841
Schwartz Investment Counsel
Michigan
$371K – – –
ARMT
842
Amica Retiree Medical Trust
Rhode Island
$370K – – –
GT
843
Greenleaf Trust
Michigan
$370K +$16.2K +175 +5%
SFWA
844
Summit Financial Wealth Advisors
Louisiana
$367K -$33.2K -358 -8%
LC
845
LCNB Corp
Ohio
$367K +$367K +3,960 New
BSW
846
Buckingham Strategic Wealth
Missouri
$365K +$13.8K +149 +4%
MBT
847
Montecito Bank & Trust
California
$364K +$70.9K +765 +24%
SPC
848
Stewart & Patten Company
California
$363K -$69.6K -750 -16%
IC
849
InterOcean Capital
Illinois
$362K -$21.2K -229 -6%
PFM
850
Parsec Financial Management
North Carolina
$362K – – –
32 33
34
35 36