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Caterpillar
CAT

Overview Fund Activity

2,003 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 758 increasing their positions, 734 reducing their positions, and 91 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,003
Holders Change
+120
Holders Change %
+6.37%
% of All Funds
35.27%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
758
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$2.06B
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$337M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$314M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$249M
5
ZIG
Zurich Insurance Group
Switzerland
+$123M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$534M
2
Primecap Management
Primecap Management
California
-$325M
3
Gates Foundation Trust
Gates Foundation Trust
Washington
-$256M
4
Citadel Advisors
Citadel Advisors
Florida
-$246M
5
Harris Associates
Harris Associates
Illinois
-$218M
Name Holding Trade Value Shares
Change 		Shares
Change %
VAS
801
Vestmark Advisory Solutions
Massachusetts
$1.94M +$147K +633 +8%
VVP
802
Venture Visionary Partners
Ohio
$1.93M +$455K +1,963 +31%
DFA
803
DHJJ Financial Advisors
Illinois
$1.93M – – –
TC
804
Truvestments Capital
Florida
$1.92M +$222K +959 +13%
VanEck Associates
805
VanEck Associates
New York
$1.92M -$607K -2,616 -24%
CSS
806
Cubist Systematic Strategies
Connecticut
$1.92M +$186K +804 +11%
FIM
807
Fruth Investment Management
Texas
$1.91M – – –
BSW
808
Buckingham Strategic Wealth
Missouri
$1.91M +$201K +865 +12%
SWM
809
SeaCrest Wealth Management
New York
$1.91M +$75.8K +327 +4%
PA
810
Probity Advisors
Texas
$1.9M +$1.9M +8,195 New
AIM
811
Anchor Investment Management
South Carolina
$1.89M +$1.2M +5,172 +173%
RG
812
Rathbones Group
United Kingdom
$1.89M -$201K -867 -10%
DT
813
Diversified Trust
Tennessee
$1.88M +$256K +1,106 +16%
ANTB
814
AMG National Trust Bank
Colorado
$1.88M +$238K +1,025 +14%
EFS
815
Essex Financial Services
Connecticut
$1.86M -$287K -1,238 -13%
WWM
816
Windsor Wealth Management
Indiana
$1.86M +$360K +1,553 +24%
CK
817
Cohen Klingenstein
New York
$1.86M – – –
HI
818
Horizon Investments
North Carolina
$1.84M +$1.84M +7,948 New
CT
819
Coastline Trust
Rhode Island
$1.84M -$129K -555 -7%
CCA
820
Cobblestone Capital Advisors
New York
$1.84M +$259K +1,115 +16%
LS
821
Livforsakringsbolaget Skandia
Sweden
$1.84M – – –
SW
822
SVB Wealth
Massachusetts
$1.84M +$204K +878 +12%
HKAM
823
Horizon Kinetics Asset Management
New York
$1.83M -$729K -3,145 -29%
TPCW
824
TD Private Client Wealth
New York
$1.83M -$107K -463 -6%
CL
825
Choreo LLC
Illinois
$1.81M -$231K -995 -11%
31 32
33
34 35