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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
CT
801
Clearstead Trust
Maine
$847K
KMWM
802
Keudell/Morrison Wealth Management
Oregon
$841K +$5.69K +48 +0.7%
BAMF
803
BI Asset Management Fondsmaeglerselskab
Denmark
$832K +$780K +6,578 New
LAM
804
L2 Asset Management
Massachusetts
$830K +$501K +4,227 +181%
RA
805
RFG Advisory
Alabama
$828K -$4.03K -34 -0.5%
HTC
806
Haverford Trust Company
Pennsylvania
$826K
WI
807
Wintrust Investments
Illinois
$826K +$477K +4,023 +121%
CFA
808
Cahill Financial Advisors
Minnesota
$824K -$53.6K -452 -6%
FSA
809
Franklin Street Advisors
North Carolina
$822K -$361K -3,045 -32%
TIA
810
Tiemann Investment Advisors
California
$820K +$11.3K +95 +1%
WAP
811
Wealthcare Advisory Partners
Pennsylvania
$818K -$32.2K -272 -4%
IFWM
812
Institute for Wealth Management
Colorado
$816K +$4.03K +34 +0.5%
DPIM
813
Duff & Phelps Investment Management
Illinois
$808K
FAIM
814
Financial Advocates Investment Management
Washington
$806K +$19.4K +164 +3%
PGAM
815
Princeton Global Asset Management
New Jersey
$806K +$616K +5,195 +440%
CPIA
816
Cornell Pochily Investment Advisors
New York
$804K +$21.2K +179 +3%
BFA
817
Bragg Financial Advisors
North Carolina
$801K
VAS
818
Vestmark Advisory Solutions
Massachusetts
$795K +$350K +2,951 +88%
SCM
819
SOL Capital Management
Maryland
$793K -$23.7K -200 -3%
SLAM
820
Swiss Life Asset Management
$788K +$27K +228 +4%
LS
821
Livforsakringsbolaget Skandia
Sweden
$786K
EH
822
Equitable Holdings
New York
$784K -$17.1K -144 -2%
OL
823
Optas LLC
Texas
$784K +$407K +3,436 +124%
TYCC
824
Texas Yale Capital Corp
Florida
$779K
HWA
825
HCR Wealth Advisors
California
$772K +$22.6K +191 +3%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.