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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
TIA
801
Tiemann Investment Advisors
California
$966K -$41.6K -282 -4%
CC
802
Cedar Capital
Illinois
$966K +$67.2K +455 +7%
BUB
803
BBVA USA Bancshares
Texas
$966K +$966K +6,540 New
KWM
804
Kingsview Wealth Management
Oregon
$965K +$215K +1,456 +29%
HJMC
805
Hellman Jordan Management Company
Massachusetts
$962K +$28.8K +195 +3%
WSC
806
Wellington Shields & Co
New York
$960K +$960K +6,500 New
MAM
807
Morse Asset Management
Connecticut
$959K -$133K -900 -12%
AA
808
Argent Advisors
Louisiana
$956K +$956K +6,534 New
KMWM
809
Keudell/Morrison Wealth Management
Oregon
$949K – – –
TAIM
810
TD Ameritrade Investment Management
Nebraska
$949K +$40.9K +277 +5%
GT
811
Glenview Trust
Kentucky
$948K -$1.25M -8,484 -57%
HI
812
Hudock Inc
Pennsylvania
$948K +$9.93K +66 +1%
GI
813
GAMCO Investors
Connecticut
$947K -$238K -1,610 -20%
IHL
814
Investment House LLC
California
$946K – – –
SCM
815
SOL Capital Management
Maryland
$945K -$9.9K -67 -1%
CFGS
816
Concourse Financial Group Securities
Alabama
$943K +$656K +4,444 +229%
GC
817
Garde Capital
Washington
$938K +$9.89K +67 +1%
GBBWRPM
818
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$938K +$10.9K +74 +1%
BFA
819
Bragg Financial Advisors
North Carolina
$935K -$56.3K -381 -6%
DLA
820
Douglas Lane & Associates
New York
$935K +$8.72K +59 +0.9%
RBFC
821
Roman Butler Fullerton & Co
Missouri
$933K +$6.87K +48 +0.7%
ET
822
Equitable Trust
Tennessee
$930K -$48K -325 -5%
MIP
823
Marietta Investment Partners
Wisconsin
$930K – – –
DPIM
824
Duff & Phelps Investment Management
Illinois
$925K – – –
DHFB
825
Dixon Hubard Feinour & Brown
Virginia
$924K – – –
31 32
33
34 35