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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
MSAM
801
Moloney Securities Asset Management
Missouri
$889K +$51.6K +406 +6%
FAIM
802
Financial Advocates Investment Management
Washington
$888K +$70.9K +558 +9%
WAM
803
Wealthspire Advisors (Maryland)
Maryland
$887K +$49K +386 +6%
HW
804
Hancock Whitney
Mississippi
$885K +$90K +708 +11%
NNP
805
Nachman Norwood & Parrott
South Carolina
$883K +$883K +6,951 New
FCA
806
FLC Capital Advisors
California
$873K +$873K +6,873 New
PCIA
807
Prime Capital Investment Advisors
Kansas
$872K -$362K -2,849 -29%
BSPF
808
British Steel Pension Fund
United Kingdom
$872K +$872K +5,718 New
CG
809
Caprock Group
Idaho
$865K -$94.8K -746 -10%
AAM
810
AR Asset Management
California
$864K +$864K +6,800 New
IHL
811
Investment House LLC
California
$858K -$420K -3,308 -33%
CT
812
Clearstead Trust
Maine
$851K – – –
BL
813
Balentine LLC
Georgia
$851K +$686K +5,401 +416%
GC
814
Garde Capital
Washington
$850K – – –
CC
815
Cognios Capital
Kansas
$848K +$848K +6,675 New
TSW
816
Thompson Siegel & Walmsley
Virginia
$846K – – –
IIA
817
IPG Investment Advisors
California
$843K -$52.7K -415 -6%
BUB
818
BBVA USA Bancshares
Texas
$842K -$62.1K -489 -7%
GP
819
Girard Partners
Pennsylvania
$841K -$67K -527 -7%
PFA
820
Paradigm Financial Advisors
Missouri
$836K +$224K +1,760 +37%
MMG
821
Monetary Management Group
Missouri
$835K +$159K +1,250 +23%
WSC
822
Wellington Shields & Co
New York
$832K +$25.4K +200 +3%
DHFB
823
Dixon Hubard Feinour & Brown
Virginia
$826K -$33K -260 -4%
NFG
824
Nations Financial Group
Iowa
$821K +$45.6K +359 +6%
BA
825
Boston Advisors
Massachusetts
$820K -$29K -228 -3%
31 32
33
34 35