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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
RMDI
801
R.M. Davis Inc
Maine
$407K -$30.5K -329 -7%
ZCA
802
Zeke Capital Advisors
Pennsylvania
$406K +$99.9K +1,076 +33%
OC
803
Oarsman Capital
Wisconsin
$404K +$115K +1,245 +40%
FNBSF
804
First National Bank Sioux Falls
South Dakota
$403K -$11.6K -125 -3%
FMII
805
Farmers & Merchants Investments Inc
Nebraska
$398K -$992K -10,695 -71%
ZF
806
Zhang Financial
Michigan
$398K -$113K -683 -22%
TI
807
Trexquant Investment
Connecticut
$398K +$398K +4,288 New
SAA
808
Southeast Asset Advisors
Georgia
$396K +$1.21K +13 +0.3%
FCBT
809
First Citizens Bank & Trust
North Carolina
$395K -$185K -2,001 -32%
RFCA
810
R&F Capital Advisors
New York
$393K +$393K +4,234 New
QC
811
QCM Cayman
Texas
$392K +$190K +2,052 +94%
AF
812
Affiance Financial
Minnesota
$390K -$35.2K -379 -8%
IP
813
Isthmus Partners
Wisconsin
$390K – – –
CCM
814
Catawba Capital Management
Virginia
$389K – – –
BSW
815
Buckingham Strategic Wealth
Missouri
$386K +$21.1K +227 +6%
KWMG
816
King Wealth Management Group
Florida
$385K +$7.52K +81 +2%
BMC
817
Benin Management Corp
Connecticut
$384K -$352K -3,800 -48%
VC
818
Vicus Capital
Pennsylvania
$383K +$27.9K +300 +8%
CCMD
819
Cypress Capital Management (Delaware)
Delaware
$381K – – –
AF
820
Arrow Financial
New York
$377K -$39.4K -425 -9%
NFG
821
Nations Financial Group
Iowa
$375K -$109K -1,171 -22%
FHC
822
First Heartland Consultants
Missouri
$374K -$19.2K -207 -5%
CFA
823
Carroll Financial Associates
North Carolina
$373K +$106K +1,150 +40%
ST
824
Smithfield Trust
Pennsylvania
$371K -$10.2K -110 -3%
WTB
825
Washington Trust Bank
Washington
$371K -$4.64K -50 -1%
31 32
33
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