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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
801
Arrow Financial
New York
$390K -$57.7K -650 -13%
VC
802
Vicus Capital
Pennsylvania
$388K -$181K -2,044 -32%
TAM
803
Taurus Asset Management
New York
$388K – – –
BDF
804
Balasa Dinverno & Foltz
$384K -$8.79K -99 -2%
SBWM
805
Sunflower Bank Wealth Management
Arizona
$384K – – –
FNT
806
First National Trust
Pennsylvania
$384K +$69.9K +786 +22%
PHS
807
Pekin Hardy Strauss
Illinois
$383K -$176K -1,983 -32%
SFWA
808
Summit Financial Wealth Advisors
Louisiana
$383K -$64.2K -724 -14%
SFSG
809
Stearns Financial Services Group
North Carolina
$381K +$80.1K +903 +27%
BHBT
810
Burke & Herbert Bank & Trust
Virginia
$379K – – –
SAA
811
Southeast Asset Advisors
Georgia
$377K +$40.2K +452 +12%
BSA
812
Braun Stacey Associates
New York
$373K +$373K +4,200 New
CCM
813
Catawba Capital Management
Virginia
$372K – – –
IP
814
Isthmus Partners
Wisconsin
$368K -$17.5K -200 -5%
IC
815
InterOcean Capital
Illinois
$367K – – –
ST
816
Smithfield Trust
Pennsylvania
$365K – – –
IWA
817
IBEX Wealth Advisors
New Jersey
$364K +$364K +4,100 New
WTB
818
Washington Trust Bank
Washington
$363K +$7.9K +89 +2%
BTNA
819
Bremer Trust National Association
Minnesota
$361K +$33.8K +381 +10%
MAM
820
Mastrapasqua Asset Management
Tennessee
$360K +$28.9K +325 +9%
EWM
821
Endurance Wealth Management
Rhode Island
$356K -$207K -2,350 -37%
SIC
822
Schwartz Investment Counsel
Michigan
$355K – – –
SC
823
Saybrook Capital
North Carolina
$355K – – –
ARMT
824
Amica Retiree Medical Trust
Rhode Island
$355K – – –
CF
825
CenterStar Fund
Illinois
$353K -$1.14M – –
31 32
33
34 35