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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
BIC
801
Bridges Investment Counsel
Nebraska
$317K -$285K -3,371 -47%
BIM
802
Bridges Investment Management
Nebraska
$317K – – –
SCM
803
Southport Capital Management
Tennessee
$316K +$316K +4,835 New
BFG
804
Beacon Financial Group
Texas
$316K +$316K +4,915 New
VWM
805
Vector Wealth Management
Minnesota
$315K – – –
SCP
806
Sandhill Capital Partners
New York
$314K +$1.31K +20 +0.4%
AF
807
Affiance Financial
Minnesota
$311K +$89.7K +1,373 +41%
SBWM
808
Sunflower Bank Wealth Management
Arizona
$310K -$2.16K -33 -0.7%
JPTCCM
809
J.P. Turner & Co Capital Management
Georgia
$309K -$239K -3,613 -44%
SLG
810
Stanley-Laman Group
Pennsylvania
$299K -$269K -4,115 -47%
AB
811
AT Bancorp
Iowa
$298K +$45.8K +700 +18%
FHC
812
First Heartland Consultants
Missouri
$297K -$30.2K -461 -9%
AP
813
Advisor Partners
California
$296K -$145K -2,223 -33%
BA
814
BKS Advisors
Michigan
$295K +$11.8K +181 +4%
FNT
815
First National Trust
Pennsylvania
$294K +$55.9K +855 +23%
LOAMS
816
Lombard Odier Asset Management (Switzerland)
Switzerland
$293K -$382K -5,831 -57%
CCG
817
Cypress Capital Group
Florida
$291K +$6.52K +100 +2%
BA
818
Bennicas & Associates
California
$288K – – –
IP
819
Isthmus Partners
Wisconsin
$288K – – –
ZF
820
Zhang Financial
Michigan
$288K +$41K +627 +17%
TWM
821
Torch Wealth Management
Ohio
$285K -$186K -2,848 -40%
TAM
822
Taurus Asset Management
New York
$285K – – –
ST
823
Smithfield Trust
Pennsylvania
$285K – – –
IB
824
Intrust Bank
Kansas
$285K +$28.7K +439 +11%
RMAM
825
Raab & Moskowitz Asset Management
New Jersey
$282K +$15.5K +237 +6%
31 32
33
34 35