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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
IFWM
776
Institute for Wealth Management
Colorado
$745K -$19.6K -169 -3%
TAIM
777
TD Ameritrade Investment Management
Nebraska
$745K -$812 -7 -0.1%
IHL
778
Investment House LLC
California
$743K – – –
TIA
779
Tiemann Investment Advisors
California
$741K -$18K -155 -2%
DPIM
780
Duff & Phelps Investment Management
Illinois
$741K +$13.9K +120 +2%
GC
781
Garde Capital
Washington
$737K – – –
CG
782
Cutler Group
California
$737K +$716K +6,179 +3,433%
BFA
783
Bragg Financial Advisors
North Carolina
$735K – – –
SW
784
SVB Wealth
Massachusetts
$735K +$22.3K +192 +3%
EH
785
Equitable Holdings
New York
$735K +$60.7K +523 +9%
UR
786
USCA RIA
Texas
$723K -$2.38M -20,460 -77%
RCM
787
RB Capital Management
Nevada
$722K +$69.8K +598 +11%
LS
788
Livforsakringsbolaget Skandia
Sweden
$721K +$209K +1,800 +41%
FAIM
789
Financial Advocates Investment Management
Washington
$720K -$104K -900 -13%
HI
790
Hudock Inc
Pennsylvania
$717K -$13.9K -120 -2%
PA
791
Probity Advisors
Texas
$717K +$105K +909 +17%
CPIA
792
Cornell Pochily Investment Advisors
New York
$716K -$9.28K -80 -1%
TYCC
793
Texas Yale Capital Corp
Florida
$715K -$116K -1,001 -14%
HCM
794
Hodges Capital Management
Texas
$712K -$174K -1,499 -20%
S
795
Seeyond
France
$708K -$388K -3,365 -35%
WP
796
WealthPLAN Partners
Nebraska
$708K +$529K +4,980 +295%
CCMG
797
Clark Capital Management Group
Pennsylvania
$703K -$85.2K -734 -11%
FHA
798
First Horizon Advisors
Tennessee
$702K -$256K -2,205 -27%
BOTW
799
Bank of the West
California
$701K -$134K -1,153 -16%
DLA
800
Douglas Lane & Associates
New York
$700K -$34.8K -300 -5%
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