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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
GHAM
776
Gilman Hill Asset Management
Connecticut
$941K +$196K +1,540 +26%
FWM
777
Frontier Wealth Management
Missouri
$939K +$24K +189 +3%
GVAG
778
Great Valley Advisor Group
Delaware
$939K +$939K +8,099 New
NFG
779
Next Financial Group
Texas
$938K +$336K +2,647 +56%
TIA
780
Tiemann Investment Advisors
California
$931K – – –
FTI
781
Fiduciary Trust International
Massachusetts
$928K +$9.03K +71 +1%
SSWM
782
Smith Salley Wealth Management
North Carolina
$927K -$1.4K -11 -0.2%
PAM
783
Palisade Asset Management
Minnesota
$927K – – –
BRWA
784
B. Riley Wealth Advisors
Florida
$926K -$118K -929 -11%
SC
785
Savant Capital
Illinois
$926K -$72.2K -568 -7%
PT
786
Plimoth Trust
Massachusetts
$922K -$24.4K -192 -3%
CWM
787
Calamos Wealth Management
Illinois
$921K +$96K +755 +12%
IAMOG
788
Investors Asset Management of Georgia
Georgia
$920K -$6.36K -50 -0.7%
AB
789
Atlas Brown
Kentucky
$919K – – –
CBU
790
CIBC Bank USA
Illinois
$918K +$2.54K +20 +0.3%
ANB
791
Amarillo National Bank
Texas
$914K – – –
DWT
792
Dorsey & Whitney Trust
South Dakota
$912K +$12.5K +98 +1%
SCP
793
Syntal Capital Partners
Texas
$911K -$47.8K -376 -5%
CRC
794
Curi RMB Capital
Illinois
$910K +$78.4K +617 +9%
RBFC
795
Roman Butler Fullerton & Co
Missouri
$907K +$907K +6,819 New
PTC
796
Private Trust Company
Ohio
$904K +$39.1K +308 +5%
ET
797
Equitable Trust
Tennessee
$904K +$164K +1,287 +22%
MPI
798
Mairs & Power Inc
Minnesota
$895K – – –
CL
799
CPWM LLC
Washington
$893K -$1.27K -10 -0.1%
BFA
800
Bragg Financial Advisors
North Carolina
$889K -$12.7K -100 -1%
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